Gregory Norris has been an investment adviser representative at Apex Investment Group since May 2025, and is not listed among the firm’s executive officers or direct owners.
Apex Investment Group, LLC is a Hudson, MA firm with $211M under management, 526 clients and 3 advisers across 3 offices, as of its June 2026 filing.
Gregory S. Norris is Legacy Partner of Apex Investment Group. Norris began his career in financial services in 2001 with firms including MetLife and Merrill Lynch, and later spent many years at Barrell Investment Group, where he became President & CEO in 2011. He helped lead the launch of an RIA and the partnership with Apex Investment Group.
Gregory Norris’ longest registration was 7 years at Barrell Investment Group, Inc. (2018–2025). Before joining Apex Investment Group in 2025, Gregory Norris was registered through Barrell Investment Group, Inc. and Ameriprise Financial Services, Inc.
- Apex Investment GroupCurrent– present · 1 yearGeorges Mills, NH · Adviser representative · Firm CRD 333593
- Barrell Investment Group, Inc.– · 7 yearsGeorges Mills, NH · Adviser representative · Firm CRD 290143
- Ameriprise Financial Services, Inc.– · 6 yearsQuechee, VT · Adviser representative · Firm CRD 6363
- Westminster Financial Advisory Corp– · 5 yearsBeavercreek, OH · Adviser representative · Firm CRD 110283
- Jefferson Pilot Securities Corp– · under a yearQuechee, VT · Adviser representative · Firm CRD 3870
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearConcord, NH · Adviser representative · Firm CRD 7691
Professional designations
Listed by Apex Investment Group
- CFP®
Investment adviser representative registrations
Gregory Norris is registered as an investment adviser representative in New Hampshire, since May 2025.
- New HampshireSince 13 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 May 2003 |
| Series 7 | General Securities Representative Examination | 28 May 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 September 2001 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gregory Scott Norris
- CRD
- 1668830
- Firm
- Apex Investment Group · CRD 333593
- Office
- 128 PALAZZI POND RD, Georges Mills, NH 03751
- Registration
- Investment adviser registration
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- apexinvest.org
Where does Gregory Norris work?
Gregory Norris is an investment adviser representative registered through Apex Investment Group, LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Norris a financial advisor?
Yes. Gregory Norris has a current investment-adviser registration in New Hampshire, through Apex Investment Group since May 2025.
How many years of experience does Gregory Norris have?
Gregory Norris has 25 years in the financial industry, since October 2001, across 6 adviser firms.
What exams has Gregory Norris passed?
Gregory Norris has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 99TO. The earliest, the Series 6, was passed in September 2001. FINRA credited Gregory Norris with the SIE, which began in October 2018.
Where did Gregory Norris work before Apex Investment Group?
Before Apex Investment Group, Gregory Norris was registered through Ameriprise Financial Services, Inc., November 2011 to April 2018; Westminster Financial Advisory Corp, April 2006 to November 2011; Jefferson Pilot Securities Corp, November 2005 to March 2006; Merrill Lynch Pierce Fenner & Smith Inc., October 2003 to July 2004.
Where is Gregory Norris based?
Gregory Norris’ registered office is in Georges Mills, NH.
Is Gregory Norris registered with FINRA?
No. Gregory Norris has no current broker registration.
Is Gregory Norris a CFP?
Apex Investment Group lists Gregory Norris with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Gregory S. Norris CFP®, MBA biography, apexinvest.org
How can I verify Gregory Norris’ record?
Search CRD 1668830 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Norris’ full registration record.