American Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
American Wealth Management reports 565 clients. They include 383 individual clients, 167 high-net-worth individuals, and 8 corporations and other businesses. Of its assets, 76.1% ($236M across 904 accounts) are managed with discretion; $74M across 201 accounts are not. A wrap fee program the firm both sponsors and manages holds $9M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 25% |
| High-net-worth individuals | 30% | 74% |
| Banking or thrift institutions | Fewer than 5 | <1% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | 1% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 383 | $78M | 25.2% | $204K |
| High-net-worth individuals | 167 | $228M | 73.5% | $1.37M |
| Banking or thrift institutions | Fewer than 5 | $16K | 0.0% | — |
| Charitable organizations | 7 | $1.6M | 0.5% | $229K |
| Corporations and other businesses | 8 | $2.4M | 0.8% | $300K |
| Total | 565 | $310M | 100% | — |
- Clients
- 383
- Regulatory AUM
- $78M
- AUM share
- 25.2%
- Avg. per client
- $204K
- Clients
- 167
- Regulatory AUM
- $228M
- AUM share
- 73.5%
- Avg. per client
- $1.37M
- Clients
- Fewer than 5
- Regulatory AUM
- $16K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 7
- Regulatory AUM
- $1.6M
- AUM share
- 0.5%
- Avg. per client
- $229K
- Clients
- 8
- Regulatory AUM
- $2.4M
- AUM share
- 0.8%
- Avg. per client
- $300K
Total
- Clients
- 565
- Regulatory AUM
- $310M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
American Wealth Management charges 1.00%–2.00% a year for its Managed Accounts. The fee is billed in advance and is negotiable.
Fee details and sources
Gavin Borzello owns 75% or more of American Wealth Management. The leadership team of American Wealth Management includes President Gavin Borzello. It has 10 employees, 9 of them in advisory roles.
Leadership
- Gavin BorzelloChief Aml Officer, Chief Compliance Officer, President, CFO
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Gavin Matthew Borzello
- Jerome August Borzello
- Kurt Alan Grimmer
- Kevin Francis Hauser
- Langdon Sheffield Hollingsworth
- Lee Wright Hollingsworth
- Alex James Lutz
- John Franklyn Lutz JR.
- Richard James Miller
- Stephen Mautner Rowley
Staff
- 10 employees
- 9 in advisory functions
- 9 state-registered reps
- 4 insurance agents
- Owns 75% or more of American Wealth Management, Inc.
Gavin Borzello
since January 2007
American Wealth Management’s regulatory assets grew from $224M (March 2021) to $310M (September 2026); clients fell from 968 to 565 and employees from 19 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $310M | 565 | 10 | 3 |
| March 2025 | $284M | 581 | 10 | 2 |
| July 2024 | $218M | 861 | 10 | 4 |
| July 2023 | $300M | 1,200 | 15 | 4 |
| March 2022 | $340M | 860 | 18 | 5 |
| March 2021 | $224M | 968 | 19 | 6 |
Besides its headquarters, American Wealth Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Georgia and Wyoming.
Georgia · 1 listed address
- 3480 Preston Ridge Road, Suite 500, AlpharettaHQ
Wyoming · 1 listed address
- 118 E 9th St., Casper
Contact and registration details
- Legal name
- American Wealth Management, Inc.
- Headquarters
- 3480 Preston Ridge Road, Suite 500, Alpharetta, GA 30005
- Website
- Not reported
- Phone
- 770-392-8741
- SEC file
- 801-66163
- Structure
- Georgia corporation
- Fiscal year end
- December
American Wealth Management uses Raymond James ($257M, 83%) and Charles Schwab ($53.1M, 17%) as custodians for its separately managed accounts. American Wealth Management does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc · St Petersburg, FL · $257M83%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $53.1M17%
At year end, American Wealth Management’s separately managed accounts were mostly in stocks (57%) and funds (26%).
What the accounts hold
- Stocks57%
- Exchange-traded equities48%
- Non-exchange-traded equities9%
- Funds26%
- Registered funds25%
- Pooled vehicles1%
- Bonds9%
- U.S. government and agency bonds4%
- State and local bonds2%
- Sovereign bonds2%
- Investment grade corporate bonds1%
- Cash7%
- Other1%
- Variable annuities1%
How many clients does American Wealth Management have?
American Wealth Management has 565 clients and manages $310 million for them, as of September 2026. They include 383 individual clients, 167 high-net-worth individuals, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 September 2026
What services does American Wealth Management offer?
American Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does American Wealth Management charge?
American Wealth Management charges 1.00%–2.00% a year for its Managed Accounts. The fee is billed in advance and is negotiable.
Source: AMERICAN WEALTH MANAGEMENT, INC., filed 6 March 2026
Which custodians does American Wealth Management use?
American Wealth Management’s separately managed account assets are held at Raymond James & Associates, Inc (St Petersburg, FL), with $257M and Charles Schwab & Co., Inc. (Westlake, TX), with $53.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 September 2026
How many financial advisors does American Wealth Management have?
American Wealth Management has 9 investment adviser representatives registered with state securities authorities, out of 10 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does American Wealth Management invest in?
At the end of its last fiscal year, American Wealth Management’s separately managed accounts held 48% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 9% non-exchange-traded equities, 7% cash and equivalents, 4% U.S. government and agency bonds, 2% state and local bonds, 2% sovereign bonds, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Variable Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns American Wealth Management?
American Wealth Management’s direct owner is Gavin Borzello (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 September 2026
How does American Wealth Management get paid?
American Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is American Wealth Management registered with the SEC?
Yes, American Wealth Management has been registered with the SEC as an investment adviser since 30 January 2006. Its CRD number is 25536 and its SEC file number is 801-66163.
Source: Form ADV Part 1A, Item 1, filed 3 September 2026; IAPD firm record
How do I contact American Wealth Management?
American Wealth Management’s main office is at 3480 Preston Ridge Road, Suite 500, Alpharetta, GA 30005. Its phone number is 770-392-8741.