{"url":"https://nivawealth.com/firms/american-wealth-management-25536","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/25536","regulatoryAum":310016000,"crd":"25536","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3242246","suffix":null,"lastName":"BORZELLO","firstName":"GAVIN","middleName":"MATTHEW"},{"crd":"801913","suffix":null,"lastName":"BORZELLO","firstName":"JEROME","middleName":"AUGUST"},{"crd":"5751385","suffix":null,"lastName":"GRIMMER","firstName":"KURT","middleName":"ALAN"},{"crd":"1407288","suffix":null,"lastName":"HAUSER","firstName":"KEVIN","middleName":"FRANCIS"},{"crd":"6592725","suffix":null,"lastName":"Hollingsworth","firstName":"Langdon","middleName":"Sheffield"},{"crd":"4445535","suffix":null,"lastName":"HOLLINGSWORTH","firstName":"LEE","middleName":"WRIGHT"},{"crd":"6667189","suffix":null,"lastName":"LUTZ","firstName":"ALEX","middleName":"JAMES"},{"crd":"4163091","suffix":null,"lastName":"LUTZ 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Schwab","location":"Westlake, TX","smaAssets":53110000}],"custodyNote":"American Wealth Management does not have custody of client assets.","leadership":[{"name":"Gavin Borzello","title":"Chief Aml Officer, Chief Compliance Officer, President, CFO","crd":"3242246"}],"ownership":[{"label":"Gavin Borzello","detail":"Chief aml officer, chief compliance officer, president, cfo in the 75% or more ownership band, since January 2007."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"3480 Preston Ridge Road, Suite 500","city":"Alpharetta","headquarters":true}]},{"state":"Wyoming","offices":1,"addresses":[{"street":"118 E 9th St.","city":"Casper"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"770-392-8741","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":48},{"label":"Non-exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":2},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":25},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":1,"detail":"Variable Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"3 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/25536/PDF/25536.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015616","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does American Wealth Management have?","answer":"American Wealth Management has 565 clients and manages $310 million for them, as of September 2026. They include 383 individual clients, 167 high-net-worth individuals, and 8 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does American Wealth Management offer?","answer":"American Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does American Wealth Management charge?","answer":"American Wealth Management charges 1.00%–2.00% a year for its Managed Accounts. The fee is billed in advance and is negotiable.","source":"AMERICAN WEALTH MANAGEMENT, INC., filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does American Wealth Management use?","answer":"American Wealth Management’s separately managed account assets are held at Raymond James & Associates, Inc (St Petersburg, FL), with $257M and Charles Schwab & Co., Inc. (Westlake, TX), with $53.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does American Wealth Management have?","answer":"American Wealth Management has 9 investment adviser representatives registered with state securities authorities, out of 10 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does American Wealth Management invest in?","answer":"At the end of its last fiscal year, American Wealth Management’s separately managed accounts held 48% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 9% non-exchange-traded equities, 7% cash and equivalents, 4% U.S. government and agency bonds, 2% state and local bonds, 2% sovereign bonds, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Variable Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns American Wealth Management?","answer":"American Wealth Management’s direct owner is Gavin Borzello (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does American Wealth Management get paid?","answer":"American Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is American Wealth Management registered with the SEC?","answer":"Yes, American Wealth Management has been registered with the SEC as an investment adviser since 30 January 2006. Its CRD number is 25536 and its SEC file number is 801-66163.","source":"Form ADV Part 1A, Item 1, filed 3 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact American Wealth Management?","answer":"American Wealth Management’s main office is at 3480 Preston Ridge Road, Suite 500, Alpharetta, GA 30005. Its phone number is 770-392-8741.","source":"Form ADV Part 1A, Item 1.F, filed 3 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}