Advisor Compliance Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Advisor Compliance Partners reports 173 clients. They include 110 individual clients, 42 high-net-worth individuals, and 12 pension and profit-sharing plans. Of its assets, 100.0% ($132M across 465 accounts) are managed with discretion. It advised 16 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 64% | 27% |
| High-net-worth individuals | 24% | 53% |
| Pension and profit-sharing plans | 7% | 9% |
| Corporations and other businesses | 5% | 10% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 110 | $36.1M | 27.3% | $328K |
| High-net-worth individuals | 42 | $70.2M | 53.2% | $1.67M |
| Pension and profit-sharing plans | 12 | $11.9M | 9.0% | $992K |
| Corporations and other businesses | 9 | $13.7M | 10.4% | $1.53M |
| Total | 173 | $132M | 100% | $762K |
- Clients
- 110
- Regulatory AUM
- $36.1M
- AUM share
- 27.3%
- Avg. per client
- $328K
- Clients
- 42
- Regulatory AUM
- $70.2M
- AUM share
- 53.2%
- Avg. per client
- $1.67M
- Clients
- 12
- Regulatory AUM
- $11.9M
- AUM share
- 9.0%
- Avg. per client
- $992K
- Clients
- 9
- Regulatory AUM
- $13.7M
- AUM share
- 10.4%
- Avg. per client
- $1.53M
Total
- Clients
- 173
- Regulatory AUM
- $132M
- AUM share
- 100%
- Avg. per client
- $762K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 16
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Advisor Compliance Partners is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly fees of no more than $500 per hour, or flat fees from $500 to $20,000.
- Retirement Plan Consulting
- Plan-level fees are negotiable and no greater than 1% of total plan assets.
Eal Holdings LLC owns 50% to 75% of Advisor Compliance Partners and is in turn owned by Andre Lister (75% or more). It has 4 employees, 3 of them in advisory roles.
Leadership
- Andre ListerCCO
- Adam ReughCEO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 broker-dealer rep
- 3 insurance agents
- Owns 50% to 75% of Advisor Compliance Partners LLC
Eal Holdings LLC
Control person · since August 2025
- Owns 75% or more of Eal Holdings LLC
Andre Lister
Control person · since August 2025
- Owns 50% to 75% of Advisor Compliance Partners LLC
Acp Equity LLC
Control person · since August 2025
- Owns 75% or more of Acp Equity LLC
Adam Reugh
Control person · since August 2025
Besides its headquarters, Advisor Compliance Partners has 2 offices, with 3 listed addresses in Hawaii and Washington.
Hawaii · 2 listed addresses
- 75-170 Hualalai RD,, Suite C209, Kailua-KonaHQ
- 1696 Haleukana St, Lihue
Washington · 1 listed address
- 2101 4th Ave, Seattle
Other business names
Advisor Compliance Partners has reported 1 other business name to the SEC.
- Tallus Capital Advisors
Contact and registration details
- Legal name
- Advisor Compliance Partners LLC
- Headquarters
- 75-170 Hualalai RD,, Suite C209, Kailua-Kona, HI 96740
- Website
- Not reported
- Phone
- 808-657-6511
- @advisor-compliance-partners
- SEC file
- 801-134461
- Structure
- Wyoming LLC
- Fiscal year end
- December
Advisor Compliance Partners uses Charles Schwab ($119M) as custodian for its separately managed accounts. Advisor Compliance Partners has custody of $418K in client assets for 76 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $119M100%
At year end, Advisor Compliance Partners’ separately managed accounts were mostly in funds (69%) and stocks (29%).
What the accounts hold
- Stocks29%
- Funds69%
- Bonds1%
- Cash1%
How many clients does Advisor Compliance Partners have?
Advisor Compliance Partners has 173 clients and manages $132 million for them, as of April 2026. They include 110 individual clients, 42 high-net-worth individuals, and 12 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 April 2026
What services does Advisor Compliance Partners offer?
Advisor Compliance Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Advisor Compliance Partners use?
Advisor Compliance Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 April 2026
How many financial advisors does Advisor Compliance Partners have?
Advisor Compliance Partners has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Advisor Compliance Partners invest in?
At the end of its last fiscal year, Advisor Compliance Partners’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Advisor Compliance Partners?
Advisor Compliance Partners is owned through holding companies by Andre Lister and Adam Reugh. Its direct owners are Eal Holdings LLC (50% to 75%) and Acp Equity LLC (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 April 2026
How does Advisor Compliance Partners get paid?
Advisor Compliance Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Advisor Compliance Partners registered with the SEC?
Yes, Advisor Compliance Partners has been registered with the SEC as an investment adviser since 29 September 2025. Its CRD number is 338484 and its SEC file number is 801-134461.
Source: Form ADV Part 1A, Item 1, filed 28 April 2026; IAPD firm record
How do I contact Advisor Compliance Partners?
Advisor Compliance Partners’ main office is at 75-170 Hualalai RD,, Suite C209, Kailua-Kona, HI 96740. Its phone number is 808-657-6511.