Top 10 financial advisor firms in Hawaii

11 SEC-registered financial advisor firms are headquartered in Hawaii, with $4.24B in combined regulatory assets under management. The largest by assets are Cadinha & Co ($1.12B), The Rice Partnership ($985M) and Financial Planning Hawaii ($382M).

11
Financial advisor firms: $4.24B
Their combined AUM: $269M
Median firm AUM: 2,778
Clients of the top 10

The 10 largest by assets

1
Cadinha & Co
RIA
$1.12B
Regulatory AUM
2
The Rice Partnership
RIA
$985M
Regulatory AUM
3
Financial Planning Hawaii
RIA
$382M
0.10% to 0.75% a year
4
Regency Capital Management
RIA
$364M
Regulatory AUM
5
Yim Investment Management
RIA
$308M
1.40% to 1.40% a year
6
Andrews Advisory Associates
RIA
$269M
Regulatory AUM
7
Robert Priske
RIA
$220M
Regulatory AUM
8
Kahala Financial Advisors
RIA
$203M
0.50% to 1.00% a year
9
Humble Capital Management
RIA
$146M
1.00% to 1.00% a year
10
Advisor Compliance Partners
RIA
$132M
Regulatory AUM

Profiles of the top 10

No. 1 · RIA

Cadinha & Co

Cadinha & Co is an investment adviser based in Honolulu, HI, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $1.12 billion, as filed on 24 March 2026.

Regulatory AUM: $1.12B
Clients: 639
Advisory staff: 10
Founded: 1979
Custodians: Charles Schwab
Headquarters: 900 Fort St. Mall, Ste. 1450, Honolulu, HI 96813-3713
Phone: 808-523-9488
Website: cadinha.com

No. 2 · RIA

The Rice Partnership

The Rice Partnership is an investment adviser based in Honolulu, HI, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $985 million, as filed on 28 April 2026.

Regulatory AUM: $985M
Clients: 442
Advisory staff: 10
Founded: 2005
Custodians: Charles Schwab
Headquarters: 1099 Alakea Street, Suite 2510, Honolulu, HI 96813
Phone: 808-585-7788
Website: thericepartnership.com

No. 3 · RIA

Financial Planning Hawaii

Financial Planning Hawaii is an investment adviser based in Honolulu, HI, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $382 million, as filed on 8 September 2026.

Financial Planning Hawaii charges 0.10%–0.75% a year for its Continuous Financial Planning and Portfolio Management.

Regulatory AUM: $382M
Clients: 241
Advisory staff: 3
Founded: 2010
Fee schedule: 0.10% to 0.75% a year
Custodians: Charles Schwab
Headquarters: 677 Ala Moana BLVD., Suite 605, Honolulu, HI 96813
Phone: 808-564-0654
Website: fphawaii.com

No. 4 · RIA

Regency Capital Management

Regency Capital Management is an investment adviser based in Honolulu, HI, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $364 million, as filed on 4 March 2026.

Regulatory AUM: $364M
Clients: 127
Advisory staff: 2
Founded: 2021
Custodians: Charles Schwab
Headquarters: 1001 Bishop Street, Suite 1090, Honolulu, HI 96813
Phone: 808-451-3193
Website: regencycm.com

No. 5 · RIA

Yim Investment Management

Yim Investment Management is an investment adviser based in Honolulu, HI, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $308 million, as filed on 25 March 2026.

Yim Investment Management charges 1.40% a year for its Investment Management Standard Fee Schedule.

Regulatory AUM: $308M
Clients: 523
Advisory staff: 1
Fee schedule: 1.40% to 1.40% a year
Headquarters: 1950 Young Street Suite 288, Honolulu, HI 96826-2150
Phone: 808-955-8800

No. 6 · RIA

Andrews Advisory Associates

Andrews Advisory Associates is an investment adviser based in Honolulu, HI, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $269 million, as filed on 19 March 2026.

Regulatory AUM: $269M
Clients: 263
Advisory staff: 4
Custodians: Charles Schwab, Ascensus Broker Dealer Services
Headquarters: 1003 Bishop Street, Suite 1808, Honolulu, HI 96813
Phone: 808-521-4015
Website: andrewsllc.com

No. 7 · RIA

Robert Priske

Robert Priske is an investment adviser based in Honolulu, HI, registered with the SEC since 1999. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $220 million, as filed on 6 March 2026.

Regulatory AUM: $220M
Clients: 161
Advisory staff: 2
Headquarters: 4211 Waialae Ave Ste 201, Kahala Office Tower, Honolulu, HI 96816-5312
Phone: 7358882
Website: robertpriske.com

No. 8 · RIA

Kahala Financial Advisors

Kahala Financial Advisors is an investment adviser based in Honolulu, HI, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include individuals and charitable organizations. Its regulatory assets under management total $203 million, as filed on 20 March 2026.

Kahala Financial Advisors charges 0.50%–1.00% a year for its Investment advisory fees.

Regulatory AUM: $203M
Clients: 163
Advisory staff: 2
Founded: 1986
Fee schedule: 0.50% to 1.00% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 4211 Waialae Ave, Suite 407, Honolulu, HI 96816
Phone: 808-734-7665

No. 9 · RIA

Humble Capital Management

Humble Capital Management is an investment adviser based in Honolulu, HI, registered with the SEC since 2024. It provides investment management. Its clients include high-net-worth individuals, pooled investment vehicles, and pension and profit-sharing plans. Its regulatory assets under management total $146 million, as filed on 26 February 2026.

Humble Capital Management charges 1.00% a year for its Separate account management.

Regulatory AUM: $146M
Clients: 46
Advisory staff: 2
Fee schedule: 1.00% to 1.00% a year
Minimum account: $1,000,000
Custodians: Charles Schwab, E*trade Securities
Headquarters: 410 Atkinson DR., Suite #433, Honolulu, HI 96814
Phone: 808-387-0191
Website: humblecapital.com

No. 10 · RIA

Advisor Compliance Partners

Advisor Compliance Partners is an investment adviser based in Kailua-Kona, HI, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $132 million, as filed on 28 April 2026.

Regulatory AUM: $132M
Clients: 173
Advisory staff: 3
Custodians: Charles Schwab
Headquarters: 75-170 Hualalai RD,, Suite C209, Kailua-Kona, HI 96740
Phone: 808-657-6511

Questions about financial advisors in Hawaii

How many financial advisor firms are headquartered in Hawaii?

11 SEC-registered financial advisor firms report their principal office in Hawaii, managing $4.24B in regulatory assets between them. The other 6 advisers headquartered in the state are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Hawaii?

Cadinha & Co, with $1.12B in regulatory assets under management on its latest Form ADV. The next largest are The Rice Partnership ($985M) and Financial Planning Hawaii ($382M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Hawaii?

The median firm manages $269M in regulatory assets. That is the midpoint of the 11 firms headquartered in Hawaii.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Hawaii charge?

Of the 10 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.75% to 1.40% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Hawaii?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the state and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters state.

Source: Niva directory methodology

Hawaii has 11 financial advisor firms; see every adviser in the state →

Top financial advisor firms by city in Hawaii

Honolulu10