{"url":"https://nivawealth.com/firms/advisor-compliance-partners-338484","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/338484","regulatoryAum":131872386,"crd":"338484","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4142830","suffix":null,"lastName":"DAVIS","firstName":"JOHN","middleName":"MURRAY"},{"crd":"4405762","suffix":null,"lastName":"LISTER","firstName":"ANDRE","middleName":"NICHOLAS"},{"crd":"5624971","suffix":null,"lastName":"REUGH","firstName":"ADAM","middleName":"JOEL"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134461","legalName":"Advisor Compliance Partners LLC","displayName":"Advisor Compliance Partners","slug":"advisor-compliance-partners-338484","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/advisor-compliance-partners/","founded":null,"organization":"Wyoming limited liability company","fiscalYearEnd":"December","headquarters":{"street":"75-170 Hualalai RD,, Suite C209","city":"Kailua-Kona","state":"HI","stateName":"Hawaii","country":"United States","postalCode":"96740"},"tradeNames":["Tallus Capital Advisors"],"registration":{"secApproved":"29 September 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":698801.6447368421,"staff":{"employees":4,"advisory":3,"brokerDealerReps":1,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":131872386,"discretionary":131872386,"discretionaryAccounts":465,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":16},"clientTypes":[{"label":"Individuals (other than HNW)","clients":110,"regulatoryAum":36066153},{"label":"High-net-worth individuals","clients":42,"regulatoryAum":70151697},{"label":"Pension and profit-sharing plans","clients":12,"regulatoryAum":11908962},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":13745574}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Hourly fees of no more than $500 per hour, or flat fees from $500 to $20,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043119","versionId":1043119,"submittedOn":"2026-04-28","documentName":"ACP ADV 2A APRIL 2026"},{"role":"other","program":"Retirement Plan Consulting","summary":"Plan-level fees are negotiable and no greater than 1% of total plan assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043119","versionId":1043119,"submittedOn":"2026-04-28","documentName":"ACP ADV 2A APRIL 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:09:25.596431+00:00","documents":[{"name":"ACP ADV 2A APRIL 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043119","versionId":1043119,"submittedOn":"2026-04-28"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":118515468}],"custodyNote":"Advisor Compliance Partners has custody of $418K in client assets for 76 clients.","leadership":[{"name":"Andre Lister","title":"CCO","crd":"4405762"},{"name":"Adam Reugh","title":"CEO","crd":"5624971"}],"ownership":[{"label":"Eal Holdings LLC","detail":"Member in the 50% to 75% ownership band and a control person, since August 2025."},{"label":"Acp Equity LLC","detail":"Member in the 50% to 75% ownership band and a control person, since August 2025."},{"label":"Andre Lister","detail":"Indirect owner: a sole member/manager of Eal Holdings LLC in the 75% or more band and a control person, since August 2025.","parent":"Eal Holdings LLC"},{"label":"Adam Reugh","detail":"Indirect owner: a sole member/manager of Acp Equity LLC in the 75% or more band and a control person, since August 2025.","parent":"Acp Equity LLC"}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Hawaii","offices":2,"addresses":[{"street":"75-170 Hualalai RD,, Suite C209","city":"Kailua-Kona","headquarters":true},{"street":"1696 Haleukana St","city":"Lihue"}]},{"state":"Washington","offices":1,"addresses":[{"street":"2101 4th Ave","city":"Seattle"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"808-657-6511","stateRegisteredReps":3,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":29},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"28 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/338484/PDF/338484.pdf","brochureDate":"28 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043119","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Advisor Compliance Partners have?","answer":"Advisor Compliance Partners has 173 clients and manages $132 million for them, as of April 2026. They include 110 individual clients, 42 high-net-worth individuals, and 12 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Advisor Compliance Partners offer?","answer":"Advisor Compliance Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Advisor Compliance Partners use?","answer":"Advisor Compliance Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Advisor Compliance Partners have?","answer":"Advisor Compliance Partners has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Advisor Compliance Partners invest in?","answer":"At the end of its last fiscal year, Advisor Compliance Partners’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 1% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Advisor Compliance Partners?","answer":"Advisor Compliance Partners is owned through holding companies by Andre Lister and Adam Reugh. Its direct owners are Eal Holdings LLC (50% to 75%) and Acp Equity LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Advisor Compliance Partners get paid?","answer":"Advisor Compliance Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Advisor Compliance Partners registered with the SEC?","answer":"Yes, Advisor Compliance Partners has been registered with the SEC as an investment adviser since 29 September 2025. Its CRD number is 338484 and its SEC file number is 801-134461.","source":"Form ADV Part 1A, Item 1, filed 28 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Advisor Compliance Partners?","answer":"Advisor Compliance Partners’ main office is at 75-170 Hualalai RD,, Suite C209, Kailua-Kona, HI 96740. Its phone number is 808-657-6511.","source":"Form ADV Part 1A, Item 1.F, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}