Adam Reugh has been CEO of Advisor Compliance Partners since August 2025, is a control person of the firm and directly owns under 5% of it.
Advisor Compliance Partners LLC is a Kailua-Kona, HI firm with $132M under management, 173 clients and 3 advisers across 3 offices, as of its April 2026 filing.
Adam Reugh’s longest registration was 10 years at Financial Advocates Investment Management (2015–2025). Before joining Advisor Compliance Partners in 2025, Adam Reugh was registered through Financial Advocates Investment Management and Icm Asset Management Inc.
- Acp Investment ManagementCurrent– present · 1 yearKailua-Kona, HI · Adviser representative · Firm CRD 338484
- Financial Advocates Investment Management– · 10 yearsKailua-Kona, HI · Adviser representative · Firm CRD 151298
- Icm Asset Management Inc– · 2 yearsSpokane, WA · Adviser representative · Firm CRD 105046
Investment adviser representative registrations
Adam Reugh is registered as an investment adviser representative in 2 states. The first approvals date from September 2025; the most recent is Texas, in November 2025.
- HawaiiSince 30 September 2025
- TexasSince 20 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 April 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 January 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 November 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Adam Joel Reugh
- CRD
- 5624971
- Firm
- Advisor Compliance Partners · CRD 338484
- Role
- CEO
- Office
- 75-170 HUALALAI RD,, SUITE C209, Kailua-Kona, HI 96740
- Registration
- Investment adviser registration
- In the industry since
- April 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Reugh work?
Adam Reugh has been CEO of Advisor Compliance Partners LLC since August 2025, and is a control person of the firm.
Is Adam Reugh a financial advisor?
Yes. Adam Reugh has a current investment-adviser registration in Hawaii and Texas, through Advisor Compliance Partners since September 2025.
How many years of experience does Adam Reugh have?
Adam Reugh has 13 years in the financial industry, since April 2013, across 3 adviser firms.
What exams has Adam Reugh passed?
Adam Reugh has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2009.
Where did Adam Reugh work before Advisor Compliance Partners?
Before Advisor Compliance Partners, Adam Reugh was registered through Icm Asset Management Inc, April 2013 to June 2015.
Where is Adam Reugh based?
Adam Reugh’s registered office is in Kailua-Kona, HI.
Is Adam Reugh registered with FINRA?
No. Adam Reugh has no current broker registration.
How can I verify Adam Reugh’s record?
Search CRD 5624971 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Reugh’s full registration record.