Yu Chen has been an investment adviser representative at Gilbert Greg RIA since December 2022, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Yu Chen’s longest registration was 4 years at Eagle Strategies LLC (2015–2019). Before joining Gilbert Greg RIA in 2022, Yu Chen was registered through Alden Capital and Eagle Strategies LLC.
- – present · 3 yearsSouth El Monte, CA · Adviser representative · Firm CRD 304981
- Alden Capital– · 3 yearsAlhambra, CA · Adviser representative · Firm CRD 293551
- Eagle Strategies LLC– · 4 yearsMonterey Park, CA · Adviser representative · Firm CRD 110826
Investment adviser representative registrations
Yu Chen is registered as an investment adviser representative in California, since December 2022.
- CaliforniaSince 22 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 January 2015 |
| Series 7 | General Securities Representative Examination | 1 December 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 March 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 March 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6122948
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- 9312 Rush St, South El Monte, CA 91733
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Yu Chen work?
Yu Chen is an investment adviser representative registered through Gilbert Greg RIA, LLC since December 2022, and is not listed among the firm’s executive officers or direct owners.
Is Yu Chen a financial advisor?
Yes. Yu Chen has a current investment-adviser registration in California, through Gilbert Greg RIA since December 2022.
How many years of experience does Yu Chen have?
Yu Chen has 13 years in the financial industry, since March 2013, across 3 adviser firms.
What exams has Yu Chen passed?
Yu Chen has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 2013. FINRA credited Yu Chen with the SIE, which began in October 2018.
Where did Yu Chen work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Yu Chen was registered through Eagle Strategies LLC, January 2015 to February 2019.
Where is Yu Chen based?
Yu Chen’s registered office is in South El Monte, CA.
Is Yu Chen registered with FINRA?
Yes. Yu Chen has a current broker registration, under CRD 6122948.
Source: FINRA BrokerCheck
How can I verify Yu Chen’s record?
Search CRD 6122948 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Yu Chen’s full registration record.