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Yadira Guzman

CFO at First Trust Capital Management

Officer record from the firm’s Form ADVForm ADV filed 19 August 2026

Yadira Guzman is CFO of First Trust Capital Management L.P., a Chicago investment adviser.

Role at First Trust Capital Management

Title on Schedule A
CFO
Control
Yadira Guzman is a control person of First Trust Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Yadira Guzman has held the filed role since January 2022.

The firm

First Trust Capital Management L.P.
Chicago, IL

Form ADV filed 19 August 2026

$12.7B AUM40 clients24 advisers2 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Yadira Guzman is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Yadira Guzman
CRD
7710070
Firm
First Trust Capital Management L.P.
Record basis
Form ADV officer listing
Firm bio
firsttrustcapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Yadira Guzman is Chief Financial Officer at First Trust Capital Management. She previously worked in audit at Ernst & Young and holds a BS in Accounting and Economics from DePaul University. Official First Trust Capital Solutions biography

Education

Credentials and memberships

Common questions

Where does Yadira Guzman work?

Yadira Guzman has been CFO of First Trust Capital Management L.P. since January 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 19 August 2026

Leadership at First Trust Capital Management

Sources

  1. IAPD individual lookup, CRD 7710070. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of First Trust Capital Management L.P., filed 19 August 2026. Title, control and ownership bands.
  3. First Trust Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Yadira Guzman or First Trust Capital Management L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.