Niva WealthLet’s talk

Thomas Reckley

President at First Trust Capital Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Thomas Reckley is President of First Trust Capital Management L.P., a Chicago investment adviser managing $12.7B. Thomas Reckley has a current broker registration and no current investment-adviser registration and has passed the SIE, Series 7TO, Series 63 and Series 24.

Role at First Trust Capital Management

Title on Schedule A
President
Control
Thomas Reckley is a control person of First Trust Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Thomas Reckley has held the filed role since October 2024.

The firm

First Trust Capital Management L.P.
Chicago, IL

Form ADV filed 19 August 2026

$12.7B AUM40 clients24 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 63 and Series 24 · 2021
  2. Passed SIE and Series 7TO · 2020

Registrations and exams

Broker registration; no current adviser registration. Thomas Reckley has passed 4 qualifying exams.

Examinations

Series 6321 January 2021
Name
Uniform Securities Agent State Law Examination
Series 2422 July 2021
Name
General Securities Principal Examination
Series 7TO29 September 2020
Name
General Securities Representative Examination
SIE9 September 2020
Name
Securities Industry Essentials Examination

Individual record

Full name
Thomas Reckley
CRD
7250907
Firm
First Trust Capital Management L.P.
Registration status
Broker registration; no current adviser registration
Firm bio
firsttrustcapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Thomas Reckley is President at First Trust Capital Management. He previously worked at First Trust Portfolios, Conlon Capital, Citi, Northern Trust and LaSalle Bank. Official First Trust Capital Solutions biography

Common questions

Where does Thomas Reckley work?

Thomas Reckley has been President of First Trust Capital Management L.P. since October 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 19 August 2026

Does Thomas Reckley have a current investment-adviser registration?

Thomas Reckley has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Thomas Reckley passed?

Thomas Reckley has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 24. The earliest, the SIE, was passed in September 2020.

Source: IAPD individual record, checked 18 October 2026

Leadership at First Trust Capital Management

Sources

  1. IAPD individual record, CRD 7250907. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of First Trust Capital Management L.P., filed 19 August 2026. Title, control and ownership bands.
  3. First Trust Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Thomas Reckley or First Trust Capital Management L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.