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Michael Peck

CEO/Co-CIO at First Trust Capital Management

No current adviser or broker registrationSEC record checked 18 October 2026

1
Past adviser firms
1
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Michael Peck is CEO/Co-CIO of First Trust Capital Management L.P., a Chicago investment adviser managing $12.7B. Michael Peck has past investment-adviser registrations through 1 firm and has passed the Series 3.

Role at First Trust Capital Management

Title on Schedule A
CEO/Co-CIO
Control
Michael Peck is a control person of First Trust Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Peck has held the filed role since November 2021.

The firm

First Trust Capital Management L.P.
Chicago, IL

Form ADV filed 19 August 2026

$12.7B AUM40 clients24 advisers2 offices

Career on record

Firms and exams, newest first
  1. Vivaldi Capital Management LP
    – · 7 years
    Chicago, IL · Adviser representative · Firm CRD 160150
  2. Passed Series 3 · 2009

Registrations and exams

No current adviser or broker registration. Michael Peck has passed 1 qualifying exam.

Examinations

Series 326 August 2009
Name
National Commodity Futures Examination

Individual record

Full name
Michael Dillon Peck
CRD
6241227
Firm
First Trust Capital Management L.P.
Registration status
No current adviser or broker registration
Firm bio
firsttrustcapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Michael Peck is CEO and Co-Chief Investment Officer at First Trust Capital Management. Official First Trust Capital Solutions biography

Education

Credentials and memberships

Common questions

Where does Michael Peck work?

Michael Peck has been CEO/Co-CIO of First Trust Capital Management L.P. since November 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 19 August 2026

Does Michael Peck have a current investment-adviser registration?

Michael Peck has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Michael Peck passed?

Michael Peck passed the Series 3 in August 2009.

Source: IAPD individual record, checked 18 October 2026

Where was Michael Peck previously registered as an investment adviser?

Michael Peck has past investment-adviser registrations through Vivaldi Capital Management LP, March 2018 to March 2025, across 1 firm.

Source: IAPD individual record, checked 18 October 2026

Is Michael Peck a CFA charterholder?

First Trust Capital Management lists Michael Peck with the CFA credential (“Chartered Financial Analyst (CFA) charterholder”) on its website. CFA Institute confirms certification status.

Source: Official First Trust Capital Solutions biography

Leadership at First Trust Capital Management

Sources

  1. IAPD individual record, CRD 6241227. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of First Trust Capital Management L.P., filed 19 August 2026. Title, control and ownership bands.
  3. First Trust Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Peck or First Trust Capital Management L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.