Role at The Caprock Group
- Title on Schedule A
- Co-President
- Control
- William Gilbert is a control person of The Caprock Group.
- Ownership
- The filed direct ownership band is 5% to 10%.
- Tenure
- William Gilbert has held the filed role since August 2005.
The firm
Form ADV filed 7 August 2026
Career on record
William Gilbert has been registered through The Caprock Group since August 2005, and before that through Citigroup Global Markets Inc..
- The Caprock Group, LLCCurrent– present · 21 yearsBoise, ID · Adviser representative · Firm CRD 124272
- Passed Series 31 · 2004
- Citigroup Global Markets Inc.– · 8 yearsBoise, ID · Adviser representative · Firm CRD 7059
- Passed Series 7, Series 63 and Series 65 · 1997
Registrations and exams
William Gilbert has a current investment-adviser registration in Idaho and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Idaho | Investment adviser representative | Approved | 18 August 2005 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 November 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 1997 |
| Series 31 | Futures Managed Funds Examination | 25 February 2004 |
| Series 7 | General Securities Representative Examination | 20 October 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- William Gordon Gilbert
- CRD
- 2628415
- Registration status
- Investment adviser registration
- Office
- 800 WEST MAIN STREET, SUITE 1150, Boise, ID 83702
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does William Gilbert work?
William Gilbert has been Co-President of The Caprock Group, LLC since August 2005, and is a control person of the firm.
Is William Gilbert a financial advisor?
Yes. William Gilbert has a current investment-adviser registration in Idaho, through The Caprock Group since August 2005, as of 17 October 2026.
How many years of experience does William Gilbert have?
William Gilbert has worked in the financial industry for 28 years as of 17 October 2026, counted from 14 January 1998, across 2 adviser firms.
What exams has William Gilbert passed?
William Gilbert has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in October 1997.
Where did William Gilbert work before The Caprock Group?
Before The Caprock Group, William Gilbert was registered through Citigroup Global Markets Inc., January 1998 to August 2005.
Where is William Gilbert based?
William Gilbert’s registered office is in Boise, ID.
Leadership at The Caprock Group
- Gregory BrownCo-President
- Glenn MichaelChief Financial Officer
- Jefferson JewellChief Operating Officer /
- Mark GustafsonChief Investment Officer Impact
- Vivek JindalChief Investment Officer
- James RockChief Portfolio Strategist