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Mark Gustafson

Chief Investment Officer Impact at The Caprock Group

Investment adviser registrationBoise, IDSEC record checked 18 October 2026

22
Years in the industry
22
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Mark Gustafson is Chief Investment Officer Impact of The Caprock Group, LLC, a Boise investment adviser managing $12.5B. Mark Gustafson has been registered through The Caprock Group since 5 May 2004 and has 22 years in the industry across 1 firm.

Role at The Caprock Group

Title on Schedule A
Chief Investment Officer Impact
Control
Mark Gustafson is a control person of The Caprock Group.
Ownership
The filed direct ownership band is 5% to 10%.
Tenure
Mark Gustafson has held the filed role since January 2004.

The firm

The Caprock Group, LLC
Boise, ID

Form ADV filed 7 August 2026

$12.5B AUM436 clients38 advisers10 offices

Career on record

Mark Gustafson has been registered through The Caprock Group since May 2004.

Firms and exams, newest first
  1. The Caprock Group, LLCCurrent
    – present · 22 years
    Boise, ID · Adviser representative · Firm CRD 124272

Registrations and exams

Mark Gustafson has a current investment-adviser registration in Idaho and has passed 0 qualifying exams.

Idaho5 May 2004
Scope
Investment adviser representative
Status
Approved

Examinations

No examinations are on Mark Gustafson’s record.

Individual record

Full name
Mark Kenneth Gustafson
CRD
4784112
Firm
The Caprock Group, LLC
Registration status
Investment adviser registration
Office
800 WEST MAIN STREET, SUITE 1150, Boise, ID 83702

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Mark Gustafson is a Caprock co-founder and Managing Director, Client Advisor. He has worked in financial services across equity trading, equity management, hedge fund management and institutional investment consulting. Mark Gustafson, CFA - Caprock

Education

Credentials and memberships

Common questions

Where does Mark Gustafson work?

Mark Gustafson has been Chief Investment Officer Impact of The Caprock Group, LLC since January 2004, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 August 2026

Is Mark Gustafson a financial advisor?

Yes. Mark Gustafson has a current investment-adviser registration in Idaho, through The Caprock Group since May 2004, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Mark Gustafson have?

Mark Gustafson has worked in the financial industry for 22 years as of 18 October 2026, counted from 4 May 2004, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

Where is Mark Gustafson based?

Mark Gustafson’s registered office is in Boise, ID.

Source: IAPD individual record, checked 18 October 2026

Is Mark Gustafson a CFA charterholder?

The Caprock Group lists Mark Gustafson with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: Mark Gustafson, CFA - Caprock

Leadership at The Caprock Group

Sources

  1. IAPD individual record, CRD 4784112. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Caprock Group, LLC, filed 7 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Gustafson or The Caprock Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.