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Gregory Brown

Co-President at The Caprock Group

Investment adviser registrationMercer Island, WASEC record checked 18 October 2026

19
Years in the industry
19
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Gregory Brown is Co-President of The Caprock Group, LLC, a Boise investment adviser managing $12.5B. Gregory Brown has been registered through The Caprock Group since 26 March 2007, has 19 years in the industry across 1 firm and has passed the Series 65.

Role at The Caprock Group

Title on Schedule A
Co-President
Control
Gregory Brown is a control person of The Caprock Group.
Ownership
The filed direct ownership band is 5% to 10%.
Tenure
Gregory Brown has held the filed role since January 2007.

The firm

The Caprock Group, LLC
Boise, ID

Form ADV filed 7 August 2026

$12.5B AUM436 clients38 advisers10 offices

Career on record

Gregory Brown has been registered through The Caprock Group since March 2007.

Firms and exams, newest first
  1. The Caprock Group, LLCCurrent
    – present · 20 years
    Mercer Island, WA · Adviser representative · Firm CRD 124272
  2. Passed Series 65 · 2007

Registrations and exams

Gregory Brown has a current investment-adviser registration in Washington and has passed 1 qualifying exam.

Washington26 March 2007
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6523 March 2007
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Gregory Aaron Brown
CRD
5276924
Firm
The Caprock Group, LLC
Registration status
Investment adviser registration
Office
ISLAND CORPORATE CENTER, SUITE 640, 7525 SOUTHEAST 24TH STREET, Mercer Island, WA 98040

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Gregory Brown is Caprock’s co-CEO. Before Caprock, he worked as an investor and entrepreneur in product and business development strategy, capital formation, and mergers and acquisitions. Gregory Brown - Caprock

Education

Common questions

Where does Gregory Brown work?

Gregory Brown has been Co-President of The Caprock Group, LLC since January 2007, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 August 2026

Is Gregory Brown a financial advisor?

Yes. Gregory Brown has a current investment-adviser registration in Washington, through The Caprock Group since March 2007, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Gregory Brown have?

Gregory Brown has worked in the financial industry for 19 years as of 18 October 2026, counted from 25 March 2007, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Gregory Brown passed?

Gregory Brown passed the Series 65 in March 2007.

Source: IAPD individual record, checked 18 October 2026

Where is Gregory Brown based?

Gregory Brown’s registered office is in Mercer Island, WA.

Source: IAPD individual record, checked 18 October 2026

Leadership at The Caprock Group

Sources

  1. IAPD individual record, CRD 5276924. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Caprock Group, LLC, filed 7 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Gregory Brown or The Caprock Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.