William Frier has been an investment adviser representative at Maia Wealth since May 2024, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
William Frier’s longest registration was 19 years at LPL Financial LLC (1993–2012). Before joining Maia Wealth in 2024, William Frier was registered through Pathway Advisors Group and SPC.
- Simplicity WealthAlso current– present · under a yearColorado Springs, CO · Adviser representative · Firm CRD 300572
- Maia WealthCurrent– present · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 292817
- Pathway Advisors Group– · 6 yearsColorado Springs, CO · Adviser representative · Firm CRD 290221
- SPC– · 5 yearsColorado Springs, CO · Adviser representative · Firm CRD 110692
- LPL Financial LLC– · 19 yearsColorado Springs, CO · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
William Frier is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in May 2024.
- ColoradoSince 21 May 2024
- TexasResidentSince 8 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 June 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 March 1993 |
| Series 7 | General Securities Representative Examination | 15 January 1983 |
| Series 22 | Direct Participation Programs Representative Examination | 29 March 1982 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 February 1982 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 February 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William David Frier
- CRD
- 1029781
- Firm
- Maia Wealth · CRD 292817
- Office
- 5025 Boardwalk Drive Suite 200, Colorado Springs, CO 80919
- Registration
- Investment adviser registration
- In the industry since
- February 1982
- Disciplinary history
- Not yet shown here · SEC record
Where does William Frier work?
William Frier is an investment adviser representative registered through Maia Wealth, LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is William Frier a financial advisor?
Yes. William Frier has a current investment-adviser registration in Colorado and Texas, through Maia Wealth since May 2024.
How many years of experience does William Frier have?
William Frier has 44 years in the financial industry, since February 1982, across 5 adviser firms.
What exams has William Frier passed?
William Frier has passed 6 licensing exams: the Series 63, Series 6, Series 22, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in February 1982. FINRA credited William Frier with the SIE, which began in October 2018.
Where did William Frier work before Maia Wealth?
Before Maia Wealth, William Frier was registered through SPC, October 2012 to December 2017; LPL Financial LLC, April 1993 to October 2012.
Where is William Frier based?
William Frier’s registered office is in Colorado Springs, CO.
Is William Frier registered with FINRA?
No. William Frier has no current broker registration.
How can I verify William Frier’s record?
Search CRD 1029781 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Frier’s full registration record.