Wayne Miller has been an investment adviser representative at RLB Financial since March 2020, and is not listed among the firm’s executive officers or direct owners.
RLB Financial LLC is a Springfield, MO firm with $174M under management, 607 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Wayne Miller’s longest registration is the current one, 6 years at RLB Financial since 2020. Before joining RLB Financial in 2020, Wayne Miller was registered through Hofmeister Advisory Group LLC.
- Hofmeister Advisory Group LLC– · 4 yearsIndianapolis, IN · Adviser representative · Firm CRD 174296
Investment adviser representative registrations
Wayne Miller is registered as an investment adviser representative in California, since March 2020.
- CaliforniaSince 16 March 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 February 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Wayne Anthony Miller
- CRD
- 5578486
- Firm
- RLB Financial · CRD 151778
- Office
- 1547 Palma Drive, Ventura, CA 93003
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Wayne Miller work?
Wayne Miller is an investment adviser representative registered through RLB Financial LLC since March 2020, and is not listed among the firm’s executive officers or direct owners.
Is Wayne Miller a financial advisor?
Yes. Wayne Miller has a current investment-adviser registration in California, through RLB Financial since March 2020.
How many years of experience does Wayne Miller have?
Wayne Miller has 11 years in the financial industry, since April 2015, across 2 adviser firms.
What exams has Wayne Miller passed?
Wayne Miller passed the Series 65 in February 2013.
Where did Wayne Miller work before RLB Financial?
Before RLB Financial, Wayne Miller was registered through Hofmeister Advisory Group LLC, March 2015 to February 2020.
Where is Wayne Miller based?
Wayne Miller’s registered office is in Ventura, CA.
Is Wayne Miller registered with FINRA?
No. Wayne Miller has no current broker registration.
How can I verify Wayne Miller’s record?
Search CRD 5578486 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wayne Miller’s full registration record.