Robert Baltzell has been Managing Member/CCO of RLB Financial since September 2009, is a control person of the firm and directly owns 75% or more of it.
RLB Financial LLC is a Springfield, MO firm with $174M under management, 607 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Robert Baltzell is President of RLB Financial. Baltzell founded the firm. He was previously President of Heartland Funding Corp. (1997-2008) and Vice President of First National Funding Group (1990-1994). He teaches classes to federal employees on their benefits.
Robert Baltzell’s longest registration is the current one, 17 years at RLB Financial since 2009. Before joining RLB Financial in 2014, Robert Baltzell was registered through Envision Investment Advisors, LLC and Redhawk Wealth Advisors, Inc.
- Envision Investment Advisors, LLC– · under a yearSpringfield, MO · Adviser representative · Firm CRD 143667
- Redhawk Wealth Advisors, Inc.– · under a yearSpringfield, MO · Adviser representative · Firm CRD 146616
- Brokers International Financial Services, LLC– · under a yearSpringfield, MO · Adviser representative · Firm CRD 139627
Professional designations
Listed by RLB Financial
- Certified Financial Educator™ (CFEd®)
Investment adviser representative registrations
Robert Baltzell is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2015; the most recent is Texas, in October 2023.
- MissouriSince 9 June 2015
- TexasResidentSince 19 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 February 2008 |
| Series 7 | General Securities Representative Examination | 20 December 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Lee Baltzell
- CRD
- 2609079
- Firm
- RLB Financial · CRD 151778
- Role
- Managing Member/CCO
- Office
- 2530 S. CAMPBELL, SUITE I, #130, Springfield, MO 65807
- Registration
- Investment adviser registration
- In the industry since
- August 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rlbfinancial.com
Where does Robert Baltzell work?
Robert Baltzell has been Managing Member/CCO of RLB Financial LLC since September 2009, and is a control person of the firm.
Is Robert Baltzell a financial advisor?
Yes. Robert Baltzell has a current investment-adviser registration in Missouri and Texas, through RLB Financial since October 2014.
How many years of experience does Robert Baltzell have?
Robert Baltzell has 18 years in the financial industry, since August 2008, across 4 adviser firms.
What exams has Robert Baltzell passed?
Robert Baltzell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2007.
Where did Robert Baltzell work before RLB Financial?
Before RLB Financial, Robert Baltzell was registered through Envision Investment Advisors, LLC, June 2009 to July 2009; Redhawk Wealth Advisors, Inc., July 2008 to February 2009; Brokers International Financial Services, LLC, February 2008 to June 2008.
Where is Robert Baltzell based?
Robert Baltzell’s registered office is in Springfield, MO.
Is Robert Baltzell registered with FINRA?
No. Robert Baltzell has no current broker registration.
How can I verify Robert Baltzell’s record?
Search CRD 2609079 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Baltzell’s full registration record.