Career
Victoria Robinson has been Chief Compliance Officer, Manager of Board of Managers of Penn Mutual Asset Management since October 2021. Victoria Robinson is not listed as a control person, but directly owns under 5% of the firm. Victoria Robinson holds a Bachelor of Science in Finance from Virginia Tech University.
Penn Mutual Asset Management, LLC is a Conshohocken, PA firm with $42.3B under management, 35 clients and 30 advisers in one office, as of its April 2026 filing.
Penn Mutual Asset Management identifies Victoria Robinson as its chief compliance officer; she also serves as chief ethics and compliance officer of Penn Mutual and its insurance subsidiaries.
- Hornor, Townsend & Kent, LLCAlso current– present · 7 yearsConshohocken, PA · Adviser representative · Firm CRD 4031
- Hornor, Townsend & Kent, Inc.– · 11 yearsHorsham, PA · Adviser representative · Firm CRD 4031
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Pennsylvania | Approved | 17 April 2019 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 22 October 2024 |
| Series 99TO | Operations Professional Examination | 15 July 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 May 2008 |
| Series 66 | Uniform Combined State Law Examination | 15 October 2002 |
| Series 7 | General Securities Representative Examination | 19 September 2002 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Victoria Marie Robinson
- CRD
- 4556827
- Firm bio
- pennmutualam.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Victoria Robinson work?
Victoria Robinson has been Chief Compliance Officer, Manager of Board of Managers of Penn Mutual Asset Management, LLC since October 2021.
Is Victoria Robinson a financial advisor?
Yes. Victoria Robinson has a current investment-adviser registration in Pennsylvania.
How many years of experience does Victoria Robinson have?
Victoria Robinson has 23 years in the financial industry, since October 2002, across 2 adviser firms.
What exams has Victoria Robinson passed?
Victoria Robinson has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 99TO and Series 14. The earliest, the Series 7, was passed in September 2002. FINRA credited Victoria Robinson with the SIE, which began in October 2018.
Where was Victoria Robinson previously registered as an investment adviser?
Victoria Robinson has past investment-adviser registrations through Penn Mutual Asset Management, LLC, December 2017 to March 2019; Hornor, Townsend & Kent, Inc., October 2005 to September 2017, across 2 firms.