Career
Keith Huckerby has been Chief Operating Officer, Manager of Board of Managers of Penn Mutual Asset Management since May 2014. Keith Huckerby is not listed as a control person, but directly owns under 5% of the firm. Keith Huckerby holds a Master of Business Administration in Finance, magna cum laude from St. Joseph’s University and a Bachelor of Science in Marketing.
Penn Mutual Asset Management, LLC is a Conshohocken, PA firm with $42.3B under management, 35 clients and 30 advisers in one office, as of its April 2026 filing.
Penn Mutual Asset Management identifies Keith Huckerby as its president and chief operating officer, responsible for its operating infrastructure, control framework, content strategy, digital platforms and fund management.
No adviser firm registrations are on Keith Huckerby’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 May 1998 |
| Series 7 | General Securities Representative Examination | 16 March 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 August 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Keith Gordon Huckerby
- CRD
- 2641591
- Firm bio
- pennmutualam.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Keith Huckerby work?
Keith Huckerby has been Chief Operating Officer, Manager of Board of Managers of Penn Mutual Asset Management, LLC since May 2014.
Does Keith Huckerby have a current investment-adviser registration?
Keith Huckerby has a current broker registration and no current investment-adviser registration.
What exams has Keith Huckerby passed?
Keith Huckerby has passed 3 licensing exams: the Series 6, Series 7 and Series 24. The earliest, the Series 6, was passed in August 1995. FINRA credited Keith Huckerby with the SIE, which began in October 2018.