Career
Stephen Kennedy has been Manager of Board of Managers of Penn Mutual Asset Management since October 2025. Stephen Kennedy is not listed as a control person, but directly owns under 5% of the firm. Stephen Kennedy holds a Bachelor’s degree from Monmouth College and an MBA from the University of Illinois.
Penn Mutual Asset Management, LLC is a Conshohocken, PA firm with $42.3B under management, 35 clients and 30 advisers in one office, as of its April 2026 filing.
Penn Mutual identifies Stephen Kennedy as its chief operating officer. He joined Penn Mutual in 2024 after serving as chief operating officer at Thrivent.
No adviser firm registrations are on Stephen Kennedy’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 27 January 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 September 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Stephen Charles Kennedy
- CRD
- 2531263
- Firm bio
- pennmutual.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Stephen Kennedy work?
Stephen Kennedy has been Manager of Board of Managers of Penn Mutual Asset Management, LLC since October 2025.
Does Stephen Kennedy have a current investment-adviser registration?
Stephen Kennedy has a current broker registration and no current investment-adviser registration.
What exams has Stephen Kennedy passed?
Stephen Kennedy has passed 2 licensing exams: the Series 6 and Series 26. The earliest, the Series 6, was passed in September 1994. FINRA credited Stephen Kennedy with the SIE, which began in October 2018.