Role at Brown Advisory
- Title on Schedule A
- Chief Compliance Officer
- Control
- Victor Fernandez is a control person of Brown Advisory.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Victor Fernandez has held the filed role since May 2025.
The firm
Form ADV filed 31 March 2026
Career on record
- Passed SIE · 2018
- Passed Series 63 · 2016
- Private Capital Management, LP– · 6 yearsNaples, FL · Adviser representative · Firm CRD 104672
- Passed Series 7, Series 24, Series 65, Series 4, Series 53 and Series 55 · 2003
Registrations and exams
No current adviser or broker registration. Victor Fernandez has passed 8 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 1 November 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 2003 |
| Series 53 | Municipal Securities Principal Examination | 7 October 2003 |
| Series 4 | Registered Options Principal Examination | 26 August 2003 |
| Series 24 | General Securities Principal Examination | 13 May 2003 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 55 | Limited Representative-Equity Trader Exam | 26 November 2003 |
| Series 7 | General Securities Representative Examination | 16 April 2003 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
Individual record
- Full name
- Victor Fernandez
- CRD
- 4652014
- Registration status
- No current adviser or broker registration
- Firm bio
- brownadvisory.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Victor Fernandez serves as Brown Advisory’s Chief Compliance Officer, overseeing its regulatory compliance function and compliance organization. Official firm biography
Education
- B.S. in Finance, Florida State UniversityOfficial firm biography
Credentials and memberships
- Certified Securities Compliance Professional designation (as stated by the firm)Official firm biography
Common questions
Where does Victor Fernandez work?
Victor Fernandez has been Chief Compliance Officer of Brown Advisory LLC since May 2025, and is a control person of the firm.
Does Victor Fernandez have a current investment-adviser registration?
Victor Fernandez has no current investment-adviser or broker registration, as of 18 October 2026.
What exams has Victor Fernandez passed?
Victor Fernandez has passed 8 licensing exams: the Series 7, Series 24, Series 65, Series 4, Series 53, Series 55, Series 63 and SIE. The earliest, the Series 7, was passed in April 2003.
Where was Victor Fernandez previously registered as an investment adviser?
Victor Fernandez has past investment-adviser registrations through Private Capital Management, LP, June 2005 to July 2011, across 1 firm.
Leadership at Brown Advisory
- Logie FitzwilliamsCo-President & Co-CEO
- Michael HankinCo-President & Co-CEO
- Shannon PierceChief Financial Officer
- William WhiteChief Operating Officer
- Brett RogersGeneral Counsel