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Shannon Pierce

Chief Financial Officer at Brown Advisory

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Shannon Pierce is Chief Financial Officer of Brown Advisory LLC, a Baltimore investment adviser managing $124B. Shannon Pierce has passed the Series 99 and SIE.

Role at Brown Advisory

Title on Schedule A
Chief Financial Officer
Control
Shannon Pierce is a control person of Brown Advisory.
Ownership
An individual ownership band is not available in the source record.
Tenure
Shannon Pierce has held the filed role since May 2024.

The firm

Brown Advisory LLC
Baltimore, MD

Form ADV filed 31 March 2026

$124B AUM4,415 clients272 advisers13 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 99 · 2012

Registrations and exams

No current adviser or broker registration. Shannon Pierce has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 9917 September 2012
Name
Operations Professional Examination

Individual record

Full name
Shannon Marie Pierce
CRD
5017028
Firm
Brown Advisory LLC
Registration status
No current adviser or broker registration
Firm bio
brownadvisory.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Shannon Pierce is a Brown Advisory partner and Executive Team member and serves as Chief Financial Officer. Official firm biography

Education

Credentials and memberships

Common questions

Where does Shannon Pierce work?

Shannon Pierce has been Chief Financial Officer of Brown Advisory LLC since May 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Shannon Pierce have a current investment-adviser registration?

Shannon Pierce has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Shannon Pierce passed?

Shannon Pierce has passed 2 licensing exams: the Series 99 and SIE. The earliest, the Series 99, was passed in September 2012.

Source: IAPD individual record, checked 18 October 2026

Leadership at Brown Advisory

Sources

  1. IAPD individual record, CRD 5017028. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Brown Advisory LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Brown Advisory team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Shannon Pierce or Brown Advisory LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.