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Brett Rogers

General Counsel at Brown Advisory

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Brett Rogers is General Counsel of Brown Advisory LLC, a Baltimore investment adviser managing $124B. Brett Rogers has passed 5 licensing exams.

Role at Brown Advisory

Title on Schedule A
General Counsel
Control
Brett Rogers is a control person of Brown Advisory.
Ownership
An individual ownership band is not available in the source record.
Tenure
Brett Rogers has held the filed role since April 2010.

The firm

Brown Advisory LLC
Baltimore, MD

Form ADV filed 31 March 2026

$124B AUM4,415 clients272 advisers13 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 24 · 2010

Registrations and exams

No current adviser or broker registration. Brett Rogers has passed 5 qualifying exams.

Examinations

Series 142 January 2023
Name
Compliance Officer Examination
Series 2426 November 2010
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 717 August 2010
Name
General Securities Representative Examination

Individual record

Full name
Brett David Rogers
CRD
4641164
Firm
Brown Advisory LLC
Registration status
No current adviser or broker registration
Firm bio
brownadvisory.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Brett Rogers is a Brown Advisory partner and member of the Executive Team, serving as General Counsel and overseeing compliance, legal, and internal audit. Official firm biography

Education

Credentials and memberships

Common questions

Where does Brett Rogers work?

Brett Rogers has been General Counsel of Brown Advisory LLC since April 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Brett Rogers have a current investment-adviser registration?

Brett Rogers has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Brett Rogers passed?

Brett Rogers has passed 5 licensing exams: the Series 7, Series 24, SIE, Series 14 and Series 99TO. The earliest, the Series 7, was passed in August 2010.

Source: IAPD individual record, checked 18 October 2026

Leadership at Brown Advisory

Sources

  1. IAPD individual record, CRD 4641164. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Brown Advisory LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Brown Advisory team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Brett Rogers or Brown Advisory LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.