Tracey Brenneise has been an investment adviser representative at IronOak Wealth since June 2020, and is not listed among the firm’s executive officers or direct owners.
Ironoak Wealth LLC is a Cedar Park, TX firm with $162M under management, 332 clients and 6 advisers across 2 offices, as of its June 2026 filing.
Tracey Kulpa Brenneise is Senior Wealth Advisor of IronOak Wealth. She has more than 20 years of experience and helps families, executives and business owners with financial planning and wealth management. She works with small business owners to design retirement and savings plans.
Tracey Brenneise’s longest registration is the current one, 6 years at IronOak Wealth since 2020. Before joining IronOak Wealth in 2020, Tracey Brenneise was registered through Stonewater Wealth Management, Inc. and Erben Associates, LLC.
- Ironoak WealthCurrent– present · 6 yearsHuntington Beach, CA · Adviser representative · Firm CRD 306403
- Stonewater Wealth Management, Inc.– · 4 yearsCorpus Christi, TX · Adviser representative · Firm CRD 164953
- Erben Associates, LLC– · under a yearAustin, TX · Adviser representative · Firm CRD 148703
- LPL Financial LLC– · 1 yearAustin, TX · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 4 yearsViera, FL · Adviser representative · Firm CRD 7691
- Waddell & Reed, Inc.– · 1 yearGreat Falls, MT · Adviser representative · Firm CRD 866
- D.a. Davidson & Co.– · under a yearGreat Falls, MT · Adviser representative · Firm CRD 199
Investment adviser representative registrations
Tracey Brenneise is registered as an investment adviser representative in Texas, since June 2020.
- TexasSince 18 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 August 2004 |
| Series 7 | General Securities Representative Examination | 19 April 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tracey Kulpa Brenneise
- CRD
- 4612688
- Firm
- IronOak Wealth · CRD 306403
- Office
- Huntington Beach, CA
- Registration
- Investment adviser registration
- In the industry since
- February 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ironoakwealth.com
Where does Tracey Brenneise work?
Tracey Brenneise is an investment adviser representative registered through Ironoak Wealth LLC since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Tracey Brenneise a financial advisor?
Yes. Tracey Brenneise has a current investment-adviser registration in Texas, through IronOak Wealth since June 2020.
How many years of experience does Tracey Brenneise have?
Tracey Brenneise has 20 years in the financial industry, since February 2006, across 7 adviser firms.
What exams has Tracey Brenneise passed?
Tracey Brenneise has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2004. FINRA credited Tracey Brenneise with the SIE, which began in October 2018.
Where did Tracey Brenneise work before IronOak Wealth?
Before IronOak Wealth, Tracey Brenneise was registered through Erben Associates, LLC, November 2017 to January 2018; LPL Financial LLC, August 2016 to October 2017; Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2006 to June 2010; Waddell & Reed, Inc., October 2004 to February 2006; D.a. Davidson & Co., August 2004 to October 2004.
Where is Tracey Brenneise based?
Tracey Brenneise’s registered office is in Huntington Beach, CA.
Is Tracey Brenneise registered with FINRA?
No. Tracey Brenneise has no current broker registration.
How can I verify Tracey Brenneise’s record?
Search CRD 4612688 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tracey Brenneise’s full registration record.
