Nicholas Munoz has been Chief Compliance Officer/Investment Advisor Representative/Managing Member of IronOak Wealth since November 2019, is a control person of the firm and directly owns 75% or more of it. Nicholas Munoz holds a Bachelor of Arts in International Studies and Business Management from Texas A&M University.
Ironoak Wealth LLC is a Cedar Park, TX firm with $162M under management, 332 clients and 6 advisers across 2 offices, as of its June 2026 filing.
Nicholas Muñoz is Founder, Chief Executive Officer and Chief Investment Officer of IronOak Wealth. He leads the firm's investment strategy, business direction and client advisory relationships. He has more than 20 years of experience in wealth management and retirement plan consulting.
Nicholas Munoz’s longest registration was 8 years at Axa Advisors, LLC (2001–2010). Before joining IronOak Wealth in 2020, Nicholas Munoz was registered through Stonewater Wealth Management, Inc. and Erben Associates, LLC.
- Stonewater Wealth Management, Inc.– · 4 yearsCedar Park, TX · Adviser representative · Firm CRD 164953
- Erben Associates, LLC– · under a yearAustin, TX · Adviser representative · Firm CRD 148703
- Resources Investment Advisors– · 1 yearAustin, TX · Adviser representative · Firm CRD 106766
- Wells Fargo Advisors, LLC– · 1 yearAustin, TX · Adviser representative · Firm CRD 19616
- Investment Professionals, Inc.– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 30184
- Park Avenue Securities LLC– · 4 yearsAustin, TX · Adviser representative · Firm CRD 46173
- Axa Advisors, LLC– · 8 yearsAustin, TX · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Nicholas Munoz is registered as an investment adviser representative in Texas, since January 2020.
- TexasSince 15 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 25 July 2003 |
| Series 24 | General Securities Principal Examination | 2 June 2003 |
| Series 7 | General Securities Representative Examination | 27 June 2001 |
| Series 66 | Uniform Combined State Law Examination | 23 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Nicholas Alexander Munoz
- CRD
- 4347630
- Firm
- IronOak Wealth · CRD 306403
- Role
- Chief Compliance Officer/Investment Advisor Representative/Managing Member
- Office
- 1405 ARROW POINT DRIVE, SUITE 1004, Cedar Park, TX 78613
- Registration
- Investment adviser registration
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ironoakwealth.com
Where does Nicholas Munoz work?
Nicholas Munoz has been Chief Compliance Officer/Investment Advisor Representative/Managing Member of Ironoak Wealth LLC since November 2019, and is a control person of the firm.
Is Nicholas Munoz a financial advisor?
Yes. Nicholas Munoz has a current investment-adviser registration in Texas, through IronOak Wealth since January 2020.
How many years of experience does Nicholas Munoz have?
Nicholas Munoz has 25 years in the financial industry, since July 2001, across 8 adviser firms.
What exams has Nicholas Munoz passed?
Nicholas Munoz has passed 4 licensing exams: the Series 66, Series 7, Series 24 and Series 53. The earliest, the Series 66, was passed in March 2001. FINRA credited Nicholas Munoz with the SIE, which began in October 2018.
Where did Nicholas Munoz work before IronOak Wealth?
Before IronOak Wealth, Nicholas Munoz was registered through Erben Associates, LLC, November 2017 to January 2018; Resources Investment Advisors, April 2016 to October 2017; Wells Fargo Advisors, LLC, January 2015 to April 2016; Investment Professionals, Inc., June 2014 to February 2015; Park Avenue Securities LLC, June 2010 to July 2014; Axa Advisors, LLC, August 2001 to January 2010.
Where is Nicholas Munoz based?
Nicholas Munoz’s registered office is in Cedar Park, TX.
Is Nicholas Munoz registered with FINRA?
No. Nicholas Munoz has no current broker registration.
How can I verify Nicholas Munoz’s record?
Search CRD 4347630 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Munoz’s full registration record.