Niva WealthLet’s talk

Timothy Paulin

SR. Vice President Investment Research & Product Management at Touchstone Advisors

Investment adviser and broker registrationsCincinnati, OHSEC record checked 17 October 2026

27
Years in the industry
9
Years at the firm
2
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Timothy Paulin is SR. Vice President Investment Research & Product Management of Touchstone Advisors Inc, a Cincinnati investment adviser managing $31.1B. Timothy Paulin has been registered through Touchstone Advisors since 16 October 2017, has 27 years in the industry across 2 firms and has passed 8 licensing exams.

Role at Touchstone Advisors

Title on Schedule A
SR. Vice President Investment Research & Product Management
Control
Timothy Paulin is a control person of Touchstone Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Timothy Paulin has held the filed role since March 2010.

The firm

Touchstone Advisors Inc
Cincinnati, OH

Form ADV filed 31 March 2026

$31.1B AUM40 clients14 advisers1 offices

Career on record

Timothy Paulin has been registered through Touchstone Advisors since October 2017, and before that through Rbc Dain Rauscher Inc..

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Touchstone Advisors IncCurrent
    – present · 9 years
    Cincinnati, OH · Adviser representative · Firm CRD 107028
  3. Passed Series 6, Series 63 and Series 26 · 2012
  4. Rbc Dain Rauscher Inc.
    – · under a year
    Minneapolis, MN · Adviser representative · Firm CRD 31194
  5. Passed Series 24 · 2000
  6. Passed Series 65 · 1996
  7. Passed Series 3 · 1990
  8. Passed Series 7 · 1989

Registrations and exams

Timothy Paulin has a current investment-adviser registration in Ohio and has passed 8 qualifying exams.

Ohio16 October 2017
Scope
Investment adviser representative
Status
Approved

Examinations

Series 631 March 2012
Name
Uniform Securities Agent State Law Examination
Series 6526 March 1996
Name
Uniform Investment Adviser Law Examination
Series 2630 May 2012
Name
Investment Company Products/Variable Contracts Principal Examination
Series 245 May 2000
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 63 February 2012
Name
Investment Company Products/Variable Contracts Representative Examination
Series 330 August 1990
Name
National Commodity Futures Examination
Series 721 January 1989
Name
General Securities Representative Examination

Individual record

Full name
Timothy David Paulin
CRD
1599212
Firm
Touchstone Advisors Inc
Registration status
Investment adviser and broker registrations
Office
303 BROADWAY, SUITE 1100, Cincinnati, OH 45202-4203

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Timothy Paulin work?

Timothy Paulin has been SR. Vice President Investment Research & Product Management of Touchstone Advisors Inc since March 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Timothy Paulin a financial advisor?

Yes. Timothy Paulin has a current investment-adviser registration in Ohio, through Touchstone Advisors since October 2017, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Timothy Paulin have?

Timothy Paulin has worked in the financial industry for 27 years as of 17 October 2026, counted from 25 December 1998, across 2 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Timothy Paulin passed?

Timothy Paulin has passed 8 licensing exams: the Series 7, Series 3, Series 65, Series 24, Series 6, Series 63, Series 26 and SIE. The earliest, the Series 7, was passed in January 1989.

Source: IAPD individual record, checked 17 October 2026

Where did Timothy Paulin work before Touchstone Advisors?

Before Touchstone Advisors, Timothy Paulin was registered through Rbc Dain Rauscher Inc., November 2002 to January 2003.

Source: IAPD individual record, checked 17 October 2026

Where is Timothy Paulin based?

Timothy Paulin’s registered office is in Cincinnati, OH.

Source: IAPD individual record, checked 17 October 2026

Leadership at Touchstone Advisors

  • Benjamin Alge
    President
  • Bradley Watterson
    Assistant Vice President, Investment Research
  • Scott Wittman
    Vice President, Tax
  • Terrie Ann Wiedenheft
    Chief Financial Officer
  • Timothy Stearns
    VP, Chief Compliance Officer
  • Matthew Barry
    VP, Product Management & Head of Capital Markets
  • Lindsay Connelly
    Avp, Assistant Treasurer
  • Jay Johnson
    VP, Corporate Finance and Treasurer
  • Anthony Lazzeri
    Avp, Product Management & Capital Markets
  • Teresa Lucas
    VP, Assistant Treasurer, Fund Accounting, Financial Reporting, Tax
  • Jill McGruder
    Director
  • John Musgrove
    Avp, Assistant Treasurer
  • Jonathan Niemeyer
    Director
  • Tyler Renners
    Secretary
  • Thomas Singler
    Avp, Investment Strategy Specialist
  • Julie Smith
    VP, Fund Administration and Operations
  • R Thomas
    Avp, Global Market Strategist
  • Donald Wuebbling
    Director

Sources

  1. IAPD individual record, CRD 1599212. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Touchstone Advisors Inc, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Timothy Paulin or Touchstone Advisors Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.