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Julie Smith

VP, Fund Administration and Operations at Touchstone Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Julie Smith is VP, Fund Administration and Operations of Touchstone Advisors Inc, a Cincinnati investment adviser managing $31.1B. Julie Smith has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Touchstone Advisors

Title on Schedule A
VP, Fund Administration and Operations
Control
Julie Smith is not a control person of Touchstone Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Julie Smith has held the filed role since May 2018.

The firm

Touchstone Advisors Inc
Cincinnati, OH

Form ADV filed 31 March 2026

$31.1B AUM40 clients14 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7TO and Series 24 · 2024
  2. Passed Series 99TO · 2023
  3. Passed SIE · 2018
  4. Passed Series 26 · 2007
  5. Passed Series 63 · 2001
  6. Passed Series 6 · 2000

Registrations and exams

Broker registration; no current adviser registration. Julie Smith has passed 7 qualifying exams.

Examinations

Series 633 August 2001
Name
Uniform Securities Agent State Law Examination
Series 2426 July 2024
Name
General Securities Principal Examination
Series 2616 November 2007
Name
Investment Company Products/Variable Contracts Principal Examination
Series 7TO27 March 2024
Name
General Securities Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 64 January 2000
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Julie Louise Smith
CRD
3199707
Firm
Touchstone Advisors Inc
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Julie Smith work?

Julie Smith has been VP, Fund Administration and Operations of Touchstone Advisors Inc since May 2018.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Julie Smith have a current investment-adviser registration?

Julie Smith has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Julie Smith passed?

Julie Smith has passed 7 licensing exams: the Series 6, Series 63, Series 26, SIE, Series 99TO, Series 7TO and Series 24. The earliest, the Series 6, was passed in January 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at Touchstone Advisors

  • Benjamin Alge
    President
  • Timothy Paulin
    SR. Vice President Investment Research & Product Management
  • Bradley Watterson
    Assistant Vice President, Investment Research
  • Scott Wittman
    Vice President, Tax
  • Terrie Ann Wiedenheft
    Chief Financial Officer
  • Timothy Stearns
    VP, Chief Compliance Officer
  • Matthew Barry
    VP, Product Management & Head of Capital Markets
  • Lindsay Connelly
    Avp, Assistant Treasurer
  • Jay Johnson
    VP, Corporate Finance and Treasurer
  • Anthony Lazzeri
    Avp, Product Management & Capital Markets
  • Teresa Lucas
    VP, Assistant Treasurer, Fund Accounting, Financial Reporting, Tax
  • Jill McGruder
    Director
  • John Musgrove
    Avp, Assistant Treasurer
  • Jonathan Niemeyer
    Director
  • Tyler Renners
    Secretary
  • Thomas Singler
    Avp, Investment Strategy Specialist
  • R Thomas
    Avp, Global Market Strategist
  • Donald Wuebbling
    Director

Sources

  1. IAPD individual record, CRD 3199707. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Touchstone Advisors Inc, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Julie Smith or Touchstone Advisors Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.