Niva WealthLet’s talk

Teresa Lucas

VP, Assistant Treasurer, Fund Accounting, Financial Reporting, Tax at Touchstone Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Teresa Lucas is VP, Assistant Treasurer, Fund Accounting, Financial Reporting, Tax of Touchstone Advisors Inc, a Cincinnati investment adviser managing $31.1B. Teresa Lucas has a current broker registration and no current investment-adviser registration and has passed the Series 27, SIE and Series 99TO.

Role at Touchstone Advisors

Title on Schedule A
VP, Assistant Treasurer, Fund Accounting, Financial Reporting, Tax
Control
Teresa Lucas is not a control person of Touchstone Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Teresa Lucas has held the filed role since May 2018.

The firm

Touchstone Advisors Inc
Cincinnati, OH

Form ADV filed 31 March 2026

$31.1B AUM40 clients14 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE and Series 99TO · 2023
  2. Passed Series 27 · 1998

Registrations and exams

Broker registration; no current adviser registration. Teresa Lucas has passed 3 qualifying exams.

Examinations

Series 2713 August 1998
Name
Financial and Operations Principal Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination

Individual record

Full name
Teresa Ann Lucas
CRD
3103059
Firm
Touchstone Advisors Inc
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Teresa Lucas work?

Teresa Lucas has been VP, Assistant Treasurer, Fund Accounting, Financial Reporting, Tax of Touchstone Advisors Inc since May 2018.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Teresa Lucas have a current investment-adviser registration?

Teresa Lucas has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Teresa Lucas passed?

Teresa Lucas has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in August 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Touchstone Advisors

  • Benjamin Alge
    President
  • Timothy Paulin
    SR. Vice President Investment Research & Product Management
  • Bradley Watterson
    Assistant Vice President, Investment Research
  • Scott Wittman
    Vice President, Tax
  • Terrie Ann Wiedenheft
    Chief Financial Officer
  • Timothy Stearns
    VP, Chief Compliance Officer
  • Matthew Barry
    VP, Product Management & Head of Capital Markets
  • Lindsay Connelly
    Avp, Assistant Treasurer
  • Jay Johnson
    VP, Corporate Finance and Treasurer
  • Anthony Lazzeri
    Avp, Product Management & Capital Markets
  • Jill McGruder
    Director
  • John Musgrove
    Avp, Assistant Treasurer
  • Jonathan Niemeyer
    Director
  • Tyler Renners
    Secretary
  • Thomas Singler
    Avp, Investment Strategy Specialist
  • Julie Smith
    VP, Fund Administration and Operations
  • R Thomas
    Avp, Global Market Strategist
  • Donald Wuebbling
    Director

Sources

  1. IAPD individual record, CRD 3103059. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Touchstone Advisors Inc, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Teresa Lucas or Touchstone Advisors Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.