Career
Tim Hakes has held the title Elected Manager / at Prime Capital Investment Advisors since January 2018. Tim Hakes is a control person of the firm and directly owns under 5% of it.
Prime Capital Investment Advisors, LLC is an Overland Park, KS firm with $39.1B under management, 23,965 clients and 261 advisers across 88 offices, as of its June 2026 filing.
Tim Hakes has worked with Prime Capital Financial investment teams on equity and fixed-income strategies. The firm identifies him as vice-chairman.
- Fiduciary Investment Trusts, LLC– · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 296964
- Prime Capital FinancialCurrent– present · 9 yearsOverland Park, KS · Adviser representative · Firm CRD 288712
- Mason James Asset Management, Inc.– · 3 yearsOverland Park, KS · Adviser representative · Firm CRD 118329
- Lawing Financial Inc– · 14 yearsOverland Park, KS · Adviser representative · Firm CRD 117178
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Kansas | Approved | 29 June 2017 |
| Texas | Approved | 10 August 2017 |
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 February 2007 |
| Series 66 | Uniform Combined State Law Examination | 25 May 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 July 1994 |
| Series 7 | General Securities Representative Examination | 27 July 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Tim David Hakes
- CRD
- 2399374
- Office
- 6201 COLLEGE BLVD., SUITE #150, Overland Park, KS 66211
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Tim Hakes work?
Tim Hakes has held the title Elected Manager / at Prime Capital Investment Advisors, LLC since January 2018, and is a control person of the firm.
Is Tim Hakes a financial advisor?
Yes. Tim Hakes has a current investment-adviser registration in Kansas and Texas, through Prime Capital Investment Advisors since June 2017.
How many years of experience does Tim Hakes have?
Tim Hakes has 32 years in the financial industry, since August 1994, across 4 adviser firms.
What exams has Tim Hakes passed?
Tim Hakes has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in July 1994. FINRA credited Tim Hakes with the SIE, which began in October 2018.
Where did Tim Hakes work before Prime Capital Investment Advisors?
Before Prime Capital Investment Advisors, Tim Hakes was registered through Mason James Asset Management, Inc., December 2003 to December 2006.
Where is Tim Hakes based?
Tim Hakes’ registered office is in Overland Park, KS.