Career
Scott Duba has been President of Prime Capital Investment Advisors since January 2026. Scott Duba is a control person of the firm and directly owns under 5% of it.
Prime Capital Investment Advisors, LLC is an Overland Park, KS firm with $39.1B under management, 23,965 clients and 261 advisers across 88 offices, as of its June 2026 filing.
Before joining Prime Capital Financial, Scott Duba was a Director and Portfolio Manager at Mariner Wealth Advisors and co-founded Antora Peak Capital Management.
- Prime Capital FinancialCurrent– present · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 288712
- Neuberger Berman LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 2908
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Kansas | Approved | 1 December 2021 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2012 |
| Series 7 | General Securities Representative Examination | 4 February 2008 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Scott James Duba
- CRD
- 5309773
- Office
- 6201 COLLEGE BLVD., SUITE #150, Overland Park, KS 66211
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Scott Duba work?
Scott Duba has been President of Prime Capital Investment Advisors, LLC since January 2026, and is a control person of the firm.
Is Scott Duba a financial advisor?
Yes. Scott Duba has a current investment-adviser registration in Kansas, through Prime Capital Investment Advisors since December 2021.
How many years of experience does Scott Duba have?
Scott Duba has 6 years in the financial industry, since March 2020, across 2 adviser firms.
What exams has Scott Duba passed?
Scott Duba has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in February 2008.
Where did Scott Duba work before Prime Capital Investment Advisors?
Before Prime Capital Investment Advisors, Scott Duba was registered through Neuberger Berman LLC, September 2012 to June 2014.
Where is Scott Duba based?
Scott Duba’s registered office is in Overland Park, KS.