Career
Anthony Woodard has been Chief Compliance Officer of Prime Capital Investment Advisors since May 2017. Anthony Woodard is a control person of the firm and directly owns under 5% of it.
Prime Capital Investment Advisors, LLC is an Overland Park, KS firm with $39.1B under management, 23,965 clients and 261 advisers across 88 offices, as of its June 2026 filing.
Anthony Woodard previously served as Director of Trading and on the firm’s Investment Advisory Committee.
- Fiduciary Investment Trusts, LLC– · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 296964
- Prime Capital FinancialCurrent– present · 9 yearsOverland Park, KS · Adviser representative · Firm CRD 288712
- Lawing Financial Inc– · 11 yearsOverland Park, KS · Adviser representative · Firm CRD 117178
- Woodard, Charles Woodbridge– · 3 yearsOverland Park, KS · Adviser representative · Firm CRD 118897
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Kansas | Approved | 23 June 2017 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 October 2009 |
| Series 66 | Uniform Combined State Law Examination | 15 April 2002 |
| Series 7 | General Securities Representative Examination | 26 March 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Anthony Elliott Woodard
- CRD
- 4518053
- Office
- 6201 COLLEGE BLVD., SUITE #150, Overland Park, KS 66211
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Anthony Woodard work?
Anthony Woodard has been Chief Compliance Officer of Prime Capital Investment Advisors, LLC since May 2017, and is a control person of the firm.
Is Anthony Woodard a financial advisor?
Yes. Anthony Woodard has a current investment-adviser registration in Kansas, through Prime Capital Investment Advisors since June 2017.
How many years of experience does Anthony Woodard have?
Anthony Woodard has 24 years in the financial industry, since March 2002, across 4 adviser firms.
What exams has Anthony Woodard passed?
Anthony Woodard has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in March 2002. FINRA credited Anthony Woodard with the SIE, which began in October 2018.
Where did Anthony Woodard work before Prime Capital Investment Advisors?
Before Prime Capital Investment Advisors, Anthony Woodard was registered through Woodard, Charles Woodbridge, November 2003 to April 2007.
Where is Anthony Woodard based?
Anthony Woodard’s registered office is in Overland Park, KS.