Role at Marquette Associates
- Title on Schedule A
- Partner
- Control
- Thomas Salemy is not a control person of Marquette Associates.
- Ownership
- The filed direct ownership band is 5% to 10%.
- Tenure
- Thomas Salemy has held the filed role since January 2019.
The firm
Form ADV filed 15 May 2026
Career on record
- First Trust Advisors LP– · 1 yearWheaton, IL · Adviser representative · Firm CRD 107027
- Eaton Vance Management– · 1 yearBoston, MA · Adviser representative · Firm CRD 104859
- Passed Series 66 · 2010
- Passed Series 7 and Series 63 · 2008
Registrations and exams
No current adviser or broker registration. Thomas Salemy has passed 3 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 25 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 February 2008 |
| Series 7 | General Securities Representative Examination | 14 January 2008 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Thomas A Salemy
- CRD
- 4998169
- Registration status
- No current adviser or broker registration
- Firm bio
- marquetteassociates.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Tom Salemy is a Marquette Associates partner and serves as an investment consultant to client relationships. Before Marquette, he worked at Eaton Vance Management and First Trust Portfolios and began as a structured products analyst at State Street Global Markets. Official firm biography page
Education
- He holds a B.A. in economics from Colby College.Official firm biography page
Common questions
Where does Thomas Salemy work?
Thomas Salemy has been Partner of Marquette Associates, Inc. since January 2019.
Does Thomas Salemy have a current investment-adviser registration?
Thomas Salemy has no current investment-adviser or broker registration, as of 18 October 2026.
What exams has Thomas Salemy passed?
Thomas Salemy has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in January 2008.
Where was Thomas Salemy previously registered as an investment adviser?
Thomas Salemy has past investment-adviser registrations through Marquette Associates, Inc., May 2020 to December 2025; First Trust Advisors LP, November 2010 to October 2011; Eaton Vance Management, March 2010 to September 2010, across 3 firms.
Leadership at Marquette Associates
- Brian WrubelChief Executive Officer
- Nathaniel KelloggPresident
- Miguel ZaratePartner / Chief Operating Officer
- Linsey PaynePartner / Chief Compliance Officer
- Timothy BurdickPartner
- Brett ChristensonPartner
- Kweku ObedPartner
- David SmithPartner
- James WesnerPartner