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David Smith

Partner at Marquette Associates

Officer record from the firm’s Form ADVForm ADV filed 15 May 2026

David Smith is Partner of Marquette Associates, Inc., a Chicago investment adviser.

Role at Marquette Associates

Title on Schedule A
Partner
Control
David Smith is not a control person of Marquette Associates.
Ownership
The filed direct ownership band is 5% to 10%.
Tenure
David Smith has held the filed role since January 2014.

The firm

Marquette Associates, Inc.
Chicago, IL

Form ADV filed 15 May 2026

$47.1B AUM348 clients64 advisers5 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for David Smith is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
David Smith
CRD
4986737
Firm
Marquette Associates, Inc.
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Smith work?

David Smith has been Partner of Marquette Associates, Inc. since January 2014.

Source: Form ADV, Schedule A, filed 15 May 2026

Leadership at Marquette Associates

Sources

  1. IAPD individual lookup, CRD 4986737. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Marquette Associates, Inc., filed 15 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Smith or Marquette Associates, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.