Thomas Brown has been an investment adviser representative at Capital Management Services since February 2020, and is not listed among the firm’s executive officers or direct owners. Thomas Brown studied at Drake University.
Capital Management Services, Inc. is a Manchester, MO firm with $145M under management, 242 clients and 5 advisers across 4 offices, as of its March 2026 filing.
Thomas Brown is Investment Advisor Representative of Capital Management Services, Inc. He was a small business owner and worked with a Fortune 500 company before opening his practice in 1989. He has conducted educational seminars on college funding solutions, social security maximization, and guaranteed income lifetime retirement programs, and has worked with multiple Fire Protection Districts, business owners, and individuals in the Saint Louis metropolitan area on pension and individual asset planning and management.
Thomas Brown’s longest registration was 11 years at World Equity Group, Inc. (2008–2020). Before joining Capital Management Services in 2020, Thomas Brown was registered through World Equity Group, Inc.
- – present · 6 yearsManchester, MO · Adviser representative · Firm CRD 118260
- World Equity Group, Inc.– · 11 yearsSt. Peters, MO · Adviser representative · Firm CRD 29087
Investment adviser representative registrations
Thomas Brown is registered as an investment adviser representative in Missouri, since February 2020.
- MissouriSince 14 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 March 2008 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 18 December 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 September 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 August 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Thomas Walter Brown
- CRD
- 1984340
- Firm
- Capital Management Services · CRD 118260
- Office
- 410 SOVEREIGN CT., SUITE 13, Manchester, MO 63011
- Registration
- Investment adviser registration
- In the industry since
- January 1990
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cmsadvisors.com
Where does Thomas Brown work?
Thomas Brown is an investment adviser representative registered through Capital Management Services, Inc. since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Brown a financial advisor?
Yes. Thomas Brown has a current investment-adviser registration in Missouri, through Capital Management Services since February 2020.
How many years of experience does Thomas Brown have?
Thomas Brown has 36 years in the financial industry, since January 1990, across 2 adviser firms.
What exams has Thomas Brown passed?
Thomas Brown has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in August 1989. FINRA credited Thomas Brown with the SIE, which began in October 2018.
Where did Thomas Brown work before Capital Management Services?
Before Capital Management Services, Thomas Brown was registered through World Equity Group, Inc., March 2008 to January 2020.
Where is Thomas Brown based?
Thomas Brown’s registered office is in Manchester, MO.
Is Thomas Brown registered with FINRA?
No. Thomas Brown has no current broker registration.
How can I verify Thomas Brown’s record?
Search CRD 1984340 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Brown’s full registration record.
