Joseph Gissy has been Chief Operating Officer of Capital Management Services since January 2018, is a control person of the firm and directly owns under 5% of it.
Capital Management Services, Inc. is a Manchester, MO firm with $145M under management, 242 clients and 5 advisers across 4 offices, as of its March 2026 filing.
Joseph Gissy’s longest registration was 9 years at Capital Management Services, Inc. (2014–2023).
- Tactive Advisors, LLCAlso current– present · 5 yearsSarasota, FL · Adviser representative · Firm CRD 309311
- – · 9 yearsWestlake Village, CA · Adviser representative · Firm CRD 118260
Investment adviser representative registrations
Joseph Gissy is registered as an investment adviser representative in Illinois, since May 2021.
- IllinoisSince 24 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 November 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Charles Gissy
- CRD
- 6294262
- Firm
- Capital Management Services · CRD 118260
- Role
- Chief Operating Officer
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Gissy work?
Joseph Gissy has been Chief Operating Officer of Capital Management Services, Inc. since January 2018, and is a control person of the firm.
Is Joseph Gissy a financial advisor?
Yes. Joseph Gissy has a current investment-adviser registration in Illinois.
How many years of experience does Joseph Gissy have?
Joseph Gissy has 12 years in the financial industry, since January 2014, across 2 adviser firms.
What exams has Joseph Gissy passed?
Joseph Gissy passed the Series 65 in November 2013.
Where was Joseph Gissy previously registered as an investment adviser?
Joseph Gissy has past investment-adviser registrations through Capital Management Services, Inc., January 2014 to August 2023, across 2 firms.
Is Joseph Gissy registered with FINRA?
No. Joseph Gissy has no current broker registration.
How can I verify Joseph Gissy’s record?
Search CRD 6294262 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Gissy’s full registration record.
