James Gissy has been President/CCO of Capital Management Services since December 1985, is a control person of the firm and directly owns 75% or more of it. James Gissy studied at St. Louis University.
Capital Management Services, Inc. is a Manchester, MO firm with $145M under management, 242 clients and 5 advisers across 4 offices, as of its March 2026 filing.
Jim Gissy is CEO and Investment Advisor Representative of Capital Management Services, Inc. He founded the firm in 1986 in Manchester, Missouri. Gissy began his career over 30 years ago with Drexel Burnham Lambert and then Shearson Lehman Brothers.
- – present · 31 yearsManchester, MO · Adviser representative · Firm CRD 118260
Investment adviser representative registrations
James Gissy is registered as an investment adviser representative in Missouri, since October 1995.
- MissouriSince 1 October 1995
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2025 |
| Series 24 | General Securities Principal Examination | 5 September 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 October 1979 |
| Series 7 | General Securities Representative Examination | 15 September 1979 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Michael Gissy
- CRD
- 871546
- Firm
- Capital Management Services · CRD 118260
- Role
- President/CCO
- Office
- 410 SOVEREIGN CT., SUITE 14, Manchester, MO 63021
- Registration
- Investment adviser registration
- In the industry since
- September 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cmsadvisors.com
Where does James Gissy work?
James Gissy has been President/CCO of Capital Management Services, Inc. since December 1985, and is a control person of the firm.
Is James Gissy a financial advisor?
Yes. James Gissy has a current investment-adviser registration in Missouri, through Capital Management Services since October 1995.
How many years of experience does James Gissy have?
James Gissy has 31 years in the financial industry, since September 1995, across 1 adviser firm.
What exams has James Gissy passed?
James Gissy has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in September 1979.
Where is James Gissy based?
James Gissy’s registered office is in Manchester, MO.
Is James Gissy registered with FINRA?
No. James Gissy has no current broker registration.
How can I verify James Gissy’s record?
Search CRD 871546 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Gissy’s full registration record.