Thomas Boris has been an investment adviser representative at Guardian Capital since February 2012, and is not listed among the firm’s executive officers or direct owners. Thomas Boris holds a Bachelor of Arts in Political Science and Philosophy from Washington and Jefferson College and a Juris Doctor from Duquesne University School of Law.
Guardian Capital, LLC is a Wexford, PA firm with $128M under management, 241 clients and 4 advisers in one office, as of its February 2026 filing.
Thomas J. Boris is an Investment Adviser Representative of Guardian Capital, LLC. He is an elder law attorney and a principal of The Elder Law Offices of Shields and Boris.
- Guardian Capital, LLCCurrent– present · 14 yearsWexford, PA · Adviser representative · Firm CRD 156015
Investment adviser representative registrations
Thomas Boris is registered as an investment adviser representative in Pennsylvania, since February 2012.
- PennsylvaniaSince 16 February 2012
Examinations
No examinations are on Thomas Boris’s record.
- Full name
- Thomas Joseph Boris
- CRD
- 5057150
- Firm
- Guardian Capital · CRD 156015
- Office
- 109 VIP DRIVE, Wexford, PA 15090
- Registration
- Investment adviser registration
- In the industry since
- February 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- guardiancapitalllc.com
Where does Thomas Boris work?
Thomas Boris is an investment adviser representative registered through Guardian Capital, LLC since February 2012, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Boris a financial advisor?
Yes. Thomas Boris has a current investment-adviser registration in Pennsylvania, through Guardian Capital since February 2012.
How many years of experience does Thomas Boris have?
Thomas Boris has 14 years in the financial industry, since February 2012, across 1 adviser firm.
Where is Thomas Boris based?
Thomas Boris’ registered office is in Wexford, PA.
Is Thomas Boris registered with FINRA?
No. Thomas Boris has no current broker registration.
How can I verify Thomas Boris’ record?
Search CRD 5057150 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Boris’ full registration record.