Greg Miller has been Managing Member of Guardian Capital since December 2010, is a control person of the firm and directly owns between 50% and 75% of it.
Guardian Capital, LLC is a Wexford, PA firm with $128M under management, 241 clients and 4 advisers in one office, as of its February 2026 filing.
Greg Miller is Principal of Guardian Capital, LLC, a Registered Investment Advisor, and Principal of Greg Miller & Associates, which provides estate planning, tax and insurance services.
Greg Miller’s longest registration is the current one, 15 years at Guardian Capital since 2011. Before joining Guardian Capital in 2011, Greg Miller was registered through Ing Financial Partners, Inc and Securities America Advisors, Inc.
- Guardian Capital, LLCCurrent– present · 15 yearsWexford, PA · Adviser representative · Firm CRD 156015
- Ing Financial Partners, Inc– · 3 yearsWexford, PA · Adviser representative · Firm CRD 2882
- Securities America Advisors, Inc.– · under a yearWexford, PA · Adviser representative · Firm CRD 110518
- Legacy Advisory Services, Inc.– · under a yearAllison Park, PA · Adviser representative · Firm CRD 111027
Professional designations
Listed by Guardian Capital
- Certified Estate Planner (CEP)
- Registered Financial Consultant (RFC)
Investment adviser representative registrations
Greg Miller is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2011; the most recent is Texas, in February 2025.
- PennsylvaniaSince 31 January 2011
- TexasResidentSince 25 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 7 March 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 April 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 February 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 February 2003 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Greg H Miller
- CRD
- 4628226
- Firm
- Guardian Capital · CRD 156015
- Role
- Managing Member
- Office
- 109 VIP DRIVE, Wexford, PA 15090
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- guardiancapitalllc.com
Where does Greg Miller work?
Greg Miller has been Managing Member of Guardian Capital, LLC since December 2010, and is a control person of the firm.
Is Greg Miller a financial advisor?
Yes. Greg Miller has a current investment-adviser registration in Pennsylvania and Texas, through Guardian Capital since January 2011.
How many years of experience does Greg Miller have?
Greg Miller has 20 years in the financial industry, since July 2006, across 4 adviser firms.
What exams has Greg Miller passed?
Greg Miller has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 2003.
Where did Greg Miller work before Guardian Capital?
Before Guardian Capital, Greg Miller was registered through Ing Financial Partners, Inc, June 2005 to December 2008; Securities America Advisors, Inc., December 2004 to June 2005; Legacy Advisory Services, Inc., April 2004 to December 2004.
Where is Greg Miller based?
Greg Miller’s registered office is in Wexford, PA.
Is Greg Miller registered with FINRA?
No. Greg Miller has no current broker registration.
How can I verify Greg Miller’s record?
Search CRD 4628226 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Greg Miller’s full registration record.