Carole Miller is a control person of Guardian Capital and directly owns between 25% and 50% of it.
Guardian Capital is an investment adviser based in Wexford, PA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals and investment companies. Its regulatory assets under management total $128 million, as filed on 11 February 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5874503
- Firm
- Guardian Capital · CRD 156015
- Role
- Owner
- In role since
- December 2010 · 15 years
- Control person
- Yes
- Direct ownership
- 25% to 50%
- Firm headquarters
- Wexford, PA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Carole Miller work?
Carole Miller has been Owner of Guardian Capital, LLC since December 2010, and is a control person of the firm.
How can I verify Carole Miller’s record?
Carole Miller’s role is listed on Guardian Capital, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 156015.