Terry Anderson has been an investment adviser representative at Maia Wealth since July 2020, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Terry Anderson’s longest registration was 6 years at First Allied Advisory Services, Inc. (2013–2020). Before joining Maia Wealth in 2020, Terry Anderson was registered through Capital Asset Management, LLC and First Allied Advisory Services, Inc.
- Simplicity WealthAlso current– present · under a yearDenver,, CO · Adviser representative · Firm CRD 300572
- Capital Asset Management, LLC– · 2 yearsParker, CO · Adviser representative · Firm CRD 284505
- First Allied Advisory Services, Inc.– · 6 yearsParker, CO · Adviser representative · Firm CRD 137888
- International Assets Investment Management, LLC– · 3 yearsOrlando, FL · Adviser representative · Firm CRD 144426
- International Assets Investment Management, LLC– · under a yearOrlando, FL · Adviser representative · Firm CRD 144426
- Capwest Securities, Inc.– · 1 yearGreenwood Village, CO · Adviser representative · Firm CRD 30002
- Qa3 Financial LLC– · under a yearGreenwood Village, CO · Adviser representative · Firm CRD 104957
- Securities America Advisors, Inc.– · 2 yearsGreenwood Village, CO · Adviser representative · Firm CRD 110518
- Qa3 Financial LLC– · 4 yearsGreenwood Village, CO · Adviser representative · Firm CRD 104957
- Lincoln Financial Advisors Corporation– · 3 yearsEnglewood, CO · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Terry Anderson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2020; the most recent is Texas, in January 2022.
- ColoradoSince 31 July 2020
- TexasResidentSince 18 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 14 February 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 September 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 December 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Terry Morris Anderson
- CRD
- 2374045
- Firm
- Maia Wealth · CRD 292817
- Registration
- Investment adviser registration
- In the industry since
- August 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Terry Anderson work?
Terry Anderson is an investment adviser representative registered through Maia Wealth, LLC since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Terry Anderson a financial advisor?
Yes. Terry Anderson has a current investment-adviser registration in Colorado and Texas, through Maia Wealth since July 2020.
How many years of experience does Terry Anderson have?
Terry Anderson has 32 years in the financial industry, since August 1994, across 9 adviser firms.
What exams has Terry Anderson passed?
Terry Anderson has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in December 1993. FINRA credited Terry Anderson with the SIE, which began in October 2018.
Where did Terry Anderson work before Maia Wealth?
Before Maia Wealth, Terry Anderson was registered through Capital Asset Management, LLC, June 2017 to April 2020; First Allied Advisory Services, Inc., August 2013 to April 2020; International Assets Investment Management, LLC, October 2011 to March 2015; International Assets Investment Management, LLC, September 2011 to September 2011; Capwest Securities, Inc., August 2010 to August 2011; Qa3 Financial LLC, March 2010 to June 2010; Securities America Advisors, Inc., March 2007 to March 2010; Qa3 Financial LLC, August 2002 to April 2007; Lincoln Financial Advisors Corporation, August 1999 to August 2002.
Is Terry Anderson registered with FINRA?
No. Terry Anderson has no current broker registration.
How can I verify Terry Anderson’s record?
Search CRD 2374045 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Terry Anderson’s full registration record.