Role at State Farm Investment Management
- Title on Schedule A
- Chief Compliance Officer & Treasurer
- Control
- Terrence Ludwig is a control person of State Farm Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Terrence Ludwig has held the filed role since February 2018.
The firm
Form ADV filed 30 April 2026
Career on record
Terrence Ludwig has been registered through State Farm Investment Management since November 2018.
- Passed Series 99TO · 2023
- Passed Series 7TO and Series 24 · 2019
- – present · 8 yearsBloomington, IL · Adviser representative · Firm CRD 3487
- Passed SIE · 2018
- Passed Series 27 · 2016
- Passed Series 6, Series 26 and Series 63 · 2000
Registrations and exams
Terrence Ludwig has a current investment-adviser registration in Illinois, New Mexico, Ohio, South Dakota and Texas and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Illinois | Investment adviser representative | Approved | 14 November 2018 |
| New Mexico | Investment adviser representative | Approved | 14 November 2018 |
| Ohio | Investment adviser representative | Approved | 14 November 2018 |
| South Dakota | Investment adviser representative | Approved | 19 November 2018 |
| Texas | Investment adviser representative | Approved | 14 November 2018 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 2000 |
| Series 24 | General Securities Principal Examination | 27 December 2019 |
| Series 27 | Financial and Operations Principal Examination | 10 February 2016 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 9 June 2000 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 12 September 2019 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 March 2000 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Operations Professional Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Terrence Michael Ludwig
- CRD
- 3231040
- Registration status
- Investment adviser and broker registrations
- Office
- 1 State Farm Plaza, Bloomington, IL 61710
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Terrence Ludwig work?
Terrence Ludwig has been Chief Compliance Officer & Treasurer of State Farm Investment Management Corp. since February 2018, and is a control person of the firm.
Is Terrence Ludwig a financial advisor?
Yes. Terrence Ludwig has a current investment-adviser registration in Illinois, New Mexico, Ohio, South Dakota and Texas, through State Farm Investment Management since November 2018, as of 17 October 2026.
How many years of experience does Terrence Ludwig have?
Terrence Ludwig has worked in the financial industry for 26 years as of 17 October 2026, counted from 13 March 2000, across 1 adviser firm.
What exams has Terrence Ludwig passed?
Terrence Ludwig has passed 8 licensing exams: the Series 6, Series 26, Series 63, Series 27, SIE, Series 7TO, Series 24 and Series 99TO. The earliest, the Series 6, was passed in March 2000.
Where is Terrence Ludwig based?
Terrence Ludwig’s registered office is in Bloomington, IL.
Leadership at State Farm Investment Management
- Kristyn CookExecutive Vice President & Director
- Jon FarneyPresident & Director
- Arash GhanbarpourVice President & Director
- Scott HintzVice President - Financial and Secretary
- Sarah MineauSenior Vice President & Director
- Bradley MontgomerySenior Vice President & Director