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Bradley Montgomery

Senior Vice President & Director at State Farm Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Bradley Montgomery is Senior Vice President & Director of State Farm Investment Management Corp., a Bloomington investment adviser managing $12.9B. Bradley Montgomery has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at State Farm Investment Management

Title on Schedule A
Senior Vice President & Director
Control
Bradley Montgomery is a control person of State Farm Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Bradley Montgomery has held the filed role since January 2024.

The firm

State Farm Investment Management Corp.
Bloomington, IL

Form ADV filed 30 April 2026

$12.9B AUM3,575 clients7,930 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2024
  2. Passed SIE · 2018
  3. Passed Series 26 · 2009
  4. Passed Series 51 · 2004
  5. Passed Series 63 · 2000
  6. Passed Series 6 · 1997

Registrations and exams

Broker registration; no current adviser registration. Bradley Montgomery has passed 6 qualifying exams.

Examinations

Series 6311 July 2000
Name
Uniform Securities Agent State Law Examination
Series 2614 April 2009
Name
Investment Company Products/Variable Contracts Principal Examination
Series 513 April 2004
Name
Municipal Fund Securities Principal Examination
Series 99TO22 February 2024
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 623 July 1997
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Bradley Doyle Montgomery
CRD
2913835
Firm
State Farm Investment Management Corp.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Bradley Montgomery work?

Bradley Montgomery has been Senior Vice President & Director of State Farm Investment Management Corp. since January 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 April 2026

Does Bradley Montgomery have a current investment-adviser registration?

Bradley Montgomery has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Bradley Montgomery passed?

Bradley Montgomery has passed 6 licensing exams: the Series 6, Series 63, Series 51, Series 26, SIE and Series 99TO. The earliest, the Series 6, was passed in July 1997.

Source: IAPD individual record, checked 17 October 2026

Leadership at State Farm Investment Management

  • Kristyn Cook
    Executive Vice President & Director
  • Jon Farney
    President & Director
  • Arash Ghanbarpour
    Vice President & Director
  • Scott Hintz
    Vice President - Financial and Secretary
  • Sarah Mineau
    Senior Vice President & Director
  • Terrence Ludwig
    Chief Compliance Officer & Treasurer

Sources

  1. IAPD individual record, CRD 2913835. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of State Farm Investment Management Corp., filed 30 April 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Bradley Montgomery or State Farm Investment Management Corp. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.