Role at State Farm Investment Management
- Title on Schedule A
- Vice President - Financial and Secretary
- Control
- Scott Hintz is a control person of State Farm Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Scott Hintz has held the filed role since December 2018.
The firm
Form ADV filed 30 April 2026
Career on record
- Passed Series 6TO and Series 99TO · 2023
- Passed SIE and Series 27 · 2018
- Passed Series 51 · 2009
- Passed Series 26 · 2004
- Passed Series 7 and Series 63 · 1990
Registrations and exams
Broker registration; no current adviser registration. Scott Hintz has passed 8 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 14 December 1990 |
| Series 27 | Financial and Operations Principal Examination | 15 November 2018 |
| Series 51 | Municipal Fund Securities Principal Examination | 19 August 2009 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 12 October 2004 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 16 November 1990 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Scott Alexander Hintz
- CRD
- 2004555
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Scott Hintz work?
Scott Hintz has been Vice President - Financial and Secretary of State Farm Investment Management Corp. since December 2018, and is a control person of the firm.
Does Scott Hintz have a current investment-adviser registration?
Scott Hintz has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Scott Hintz passed?
Scott Hintz has passed 8 licensing exams: the Series 7, Series 63, Series 26, Series 51, SIE, Series 27, Series 6TO and Series 99TO. The earliest, the Series 7, was passed in November 1990.
Leadership at State Farm Investment Management
- Kristyn CookExecutive Vice President & Director
- Jon FarneyPresident & Director
- Arash GhanbarpourVice President & Director
- Sarah MineauSenior Vice President & Director
- Bradley MontgomerySenior Vice President & Director
- Terrence LudwigChief Compliance Officer & Treasurer