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Scott Hintz

Vice President - Financial and Secretary at State Farm Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
8
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Scott Hintz is Vice President - Financial and Secretary of State Farm Investment Management Corp., a Bloomington investment adviser managing $12.9B. Scott Hintz has a current broker registration and no current investment-adviser registration and has passed 8 licensing exams.

Role at State Farm Investment Management

Title on Schedule A
Vice President - Financial and Secretary
Control
Scott Hintz is a control person of State Farm Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Scott Hintz has held the filed role since December 2018.

The firm

State Farm Investment Management Corp.
Bloomington, IL

Form ADV filed 30 April 2026

$12.9B AUM3,575 clients7,930 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 6TO and Series 99TO · 2023
  2. Passed SIE and Series 27 · 2018
  3. Passed Series 51 · 2009
  4. Passed Series 26 · 2004
  5. Passed Series 7 and Series 63 · 1990

Registrations and exams

Broker registration; no current adviser registration. Scott Hintz has passed 8 qualifying exams.

Examinations

Series 6314 December 1990
Name
Uniform Securities Agent State Law Examination
Series 2715 November 2018
Name
Financial and Operations Principal Examination
Series 5119 August 2009
Name
Municipal Fund Securities Principal Examination
Series 2612 October 2004
Name
Investment Company Products/Variable Contracts Principal Examination
Series 6TO2 January 2023
Name
Investment Company Products/Variable Contracts Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 November 1990
Name
General Securities Representative Examination

Individual record

Full name
Scott Alexander Hintz
CRD
2004555
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Scott Hintz work?

Scott Hintz has been Vice President - Financial and Secretary of State Farm Investment Management Corp. since December 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 April 2026

Does Scott Hintz have a current investment-adviser registration?

Scott Hintz has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Scott Hintz passed?

Scott Hintz has passed 8 licensing exams: the Series 7, Series 63, Series 26, Series 51, SIE, Series 27, Series 6TO and Series 99TO. The earliest, the Series 7, was passed in November 1990.

Source: IAPD individual record, checked 17 October 2026

Leadership at State Farm Investment Management

  • Kristyn Cook
    Executive Vice President & Director
  • Jon Farney
    President & Director
  • Arash Ghanbarpour
    Vice President & Director
  • Sarah Mineau
    Senior Vice President & Director
  • Bradley Montgomery
    Senior Vice President & Director
  • Terrence Ludwig
    Chief Compliance Officer & Treasurer

Sources

  1. IAPD individual record, CRD 2004555. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of State Farm Investment Management Corp., filed 30 April 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Scott Hintz or State Farm Investment Management Corp. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.