Sunni Allen has been an investment adviser representative at Three Arch Wealth Management since January 2025, and is not listed among the firm’s executive officers or direct owners.
Three Arch Wealth Management LLC is an Irvine, CA firm with $662M under management, 256 clients and 3 advisers in one office, as of its August 2026 filing.
Sunni Allen’s longest registration was 2 years at Apriem Advisors (2021–2024). Before joining Three Arch Wealth Management in 2025, Sunni Allen was registered through Index Fund Advisors, Inc. and Apriem Advisors.
- – present · 1 yearIrvine, CA · Adviser representative · Firm CRD 333733
- Index Fund Advisors, Inc.– · under a yearIrvine, CA · Adviser representative · Firm CRD 109143
- Apriem Advisors– · 2 yearsIrvine, CA · Adviser representative · Firm CRD 108188
Investment adviser representative registrations
Sunni Allen is registered as an investment adviser representative in California, since January 2025.
- CaliforniaSince 9 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 December 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 April 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 March 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sunni Danae Allen
- CRD
- 6621073
- Firm
- Three Arch Wealth Management · CRD 333733
- Office
- 300 SPECTRUM CENTER DRIVE, SUITE 1030, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Sunni Allen work?
Sunni Allen is an investment adviser representative registered through Three Arch Wealth Management LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Sunni Allen a financial advisor?
Yes. Sunni Allen has a current investment-adviser registration in California, through Three Arch Wealth Management since January 2025.
How many years of experience does Sunni Allen have?
Sunni Allen has 5 years in the financial industry, since April 2021, across 3 adviser firms.
What exams has Sunni Allen passed?
Sunni Allen has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 2016. FINRA credited Sunni Allen with the SIE, which began in October 2018.
Where did Sunni Allen work before Three Arch Wealth Management?
Before Three Arch Wealth Management, Sunni Allen was registered through Apriem Advisors, December 2021 to August 2024.
Where is Sunni Allen based?
Sunni Allen’s registered office is in Irvine, CA.
Is Sunni Allen registered with FINRA?
No. Sunni Allen has no current broker registration.
How can I verify Sunni Allen’s record?
Search CRD 6621073 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sunni Allen’s full registration record.