Three Arch Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and insurance. Financial planning was provided to 26–50 clients last fiscal year.
Three Arch Wealth Management reports 256 clients. They include 138 individual clients and 118 high-net-worth individuals. Of its assets, 100.0% ($662M across 826 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 8% |
| High-net-worth individuals | 46% | 91% |
| Pension and profit-sharing plans | Fewer than 5 | 1% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 138 | $50.6M | 7.6% | $367K |
| High-net-worth individuals | 118 | $601M | 90.7% | $5.09M |
| Pension and profit-sharing plans | Fewer than 5 | $8.5M | 1.3% | — |
| Charitable organizations | Fewer than 5 | $2.23M | 0.3% | — |
| Corporations and other businesses | Fewer than 5 | $50.3K | 0.0% | — |
| Total | 256 | $662M | 100% | — |
- Clients
- 138
- Regulatory AUM
- $50.6M
- AUM share
- 7.6%
- Avg. per client
- $367K
- Clients
- 118
- Regulatory AUM
- $601M
- AUM share
- 90.7%
- Avg. per client
- $5.09M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.5M
- AUM share
- 1.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.23M
- AUM share
- 0.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $50.3K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 256
- Regulatory AUM
- $662M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Three Arch Wealth Management charges 0.20%–0.90% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 0.90% |
| $1M–$3M | 0.75% |
| $3M–$5M | 0.60% |
| $5M–$10M | 0.50% |
| $10M–$25M | 0.40% |
| $25M–$50M | 0.30% |
| $50M and above | 0.20% |
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Retirement plan advisory fees are an annual asset-based fee of up to 0.90%, billed monthly or quarterly in advance or arrears.
Becky Vasquez owns 50% to 75% of Three Arch Wealth Management. The leadership team of Three Arch Wealth Management includes Chief Compliance Officer Tyler Vasquez. It has 5 employees, 3 of them in advisory roles.
Leadership
- Tyler VasquezManaging Member, Co-Founder, and Chief Compliance Officer
- Becky VasquezManaging Member and Co-Founder
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of Three Arch Wealth Management LLC
Becky Vasquez
Control person · since October 2024
- Owns 25% to 50% of Three Arch Wealth Management LLC
Tyler Vasquez
Control person · since October 2024
Three Arch Wealth Management’s regulatory assets grew from $503M (July 2025) to $662M (August 2026); clients rose from 228 to 256 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $662M | 256 | 5 | 1 |
| July 2025 | $503M | 228 | 5 | 1 |
Besides its headquarters, Three Arch Wealth Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 300 Spectrum Center Drive, Suite 1030, IrvineHQ
Contact and registration details
- Legal name
- Three Arch Wealth Management LLC
- Headquarters
- 300 Spectrum Center Drive, Suite 1030, Irvine, CA 92618
- Website
- threearchwealth.com
- Phone
- 949-400-7107
- @three-arch-wealth-management
- SEC file
- 801-131587
- Founded
- 2024
- Structure
- California LLC
- Fiscal year end
- December
Three Arch Wealth Management uses Charles Schwab ($621M) as custodian for its separately managed accounts. Three Arch Wealth Management has custody of $167M in client assets for 84 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $621M100%
At year end, Three Arch Wealth Management’s separately managed accounts were mostly in stocks (82%) and funds (18%). Its reported 13F holdings for the quarter ended 30 June 2026 total $652M across 69 positions; the largest are Dimensional ETF Trust (7.9%), Dimensional ETF Trust (7.8%) and Dimensional ETF Trust (7.2%).
What the accounts hold
- Stocks82%
- Funds18%
- Bonds1%
Reported 13F holdings
- $652M
- Reported 13F value
- 69
- Positions
- 59.4%
- In the 10 largest
- +17.2%
- Value vs. prior quarter
- Dimensional ETF Trust · US Small Cap ETF7.9%
- Dimensional ETF Trust · US Targeted Vlu7.8%
- Dimensional ETF Trust · US Equi Mark ETF7.2%
- American Centy ETF TR · US Sml CP Valu7.0%
- American Centy ETF TR · Avan US Smal ETF5.7%
- Dimensional ETF Trust · US Mktwide Value5.1%
- Dimensional ETF Trust · Internatnal Val5.0%
- American Centy ETF TR · Avan US Valu ETF5.0%
- Dimensional ETF Trust · Global CR ETF4.8%
- Dimensional ETF Trust · Emerging Mkts HI4.0%
Together, the ten largest are 59.4% of reported value.
How many clients does Three Arch Wealth Management have?
Three Arch Wealth Management has 256 clients and manages $662 million for them, as of August 2026. They include 138 individual clients and 118 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 August 2026
What services does Three Arch Wealth Management offer?
Three Arch Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Three Arch Wealth Management charge?
Three Arch Wealth Management charges 0.20%–0.90% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: THREE ARCH WEALTH DISCLOSURE BROCHURE, filed 29 June 2026
Which custodians does Three Arch Wealth Management use?
Three Arch Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $621M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 August 2026
How many financial advisors does Three Arch Wealth Management have?
Three Arch Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Three Arch Wealth Management invest in?
At the end of its last fiscal year, Three Arch Wealth Management’s separately managed accounts held 82% exchange-traded equities, 18% registered funds (mutual funds, ETFs, BDCs) and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Three Arch Wealth Management?
Three Arch Wealth Management’s direct owners are Tyler Vasquez (25% to 50%) and Becky Vasquez (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 August 2026
How does Three Arch Wealth Management get paid?
Three Arch Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Three Arch Wealth Management registered with the SEC?
Yes, Three Arch Wealth Management has been registered with the SEC as an investment adviser since 8 January 2025. Its CRD number is 333733 and its SEC file number is 801-131587.
Source: Form ADV Part 1A, Item 1, filed 31 August 2026; IAPD firm record
How do I contact Three Arch Wealth Management?
Three Arch Wealth Management’s main office is at 300 Spectrum Center Drive, Suite 1030, Irvine, CA 92618. Its phone number is 949-400-7107. Its website is threearchwealth.com.