Tyler Vasquez has been Managing Member, Co-Founder, and Chief Compliance Officer of Three Arch Wealth Management since October 2024, is a control person of the firm and directly owns between 25% and 50% of it.
Three Arch Wealth Management LLC is an Irvine, CA firm with $662M under management, 256 clients and 3 advisers in one office, as of its August 2026 filing.
Tyler Vasquez’s longest registration was 2 years at Index Fund Advisors, Inc. (2022–2025). Before joining Three Arch Wealth Management in 2025, Tyler Vasquez was registered through Index Fund Advisors, Inc.
- – present · 1 yearIrvine, CA · Adviser representative · Firm CRD 333733
- Index Fund Advisors, Inc.– · 2 yearsIrvine, CA · Adviser representative · Firm CRD 109143
Investment adviser representative registrations
Tyler Vasquez is registered as an investment adviser representative in 2 states. The first approvals date from January 2025; the most recent is Texas, in August 2025.
- CaliforniaSince 8 January 2025
- TexasSince 6 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 February 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 July 2020 |
| Series 79TO | Investment Banking Registered Representative Examination | 10 July 2020 |
| SIE | Securities Industry Essentials Examination | 18 May 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Tyler Richard Vasquez
- CRD
- 7260149
- Firm
- Three Arch Wealth Management · CRD 333733
- Role
- Managing Member, Co-Founder, and Chief Compliance Officer
- Office
- 300 SPECTRUM CENTER DRIVE, SUITE 1030, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- July 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Tyler Vasquez work?
Tyler Vasquez has been Managing Member, Co-Founder, and Chief Compliance Officer of Three Arch Wealth Management LLC since October 2024, and is a control person of the firm.
Is Tyler Vasquez a financial advisor?
Yes. Tyler Vasquez has a current investment-adviser registration in California and Texas, through Three Arch Wealth Management since January 2025.
How many years of experience does Tyler Vasquez have?
Tyler Vasquez has 6 years in the financial industry, since July 2020, across 2 adviser firms.
What exams has Tyler Vasquez passed?
Tyler Vasquez has passed 4 licensing exams: the SIE, Series 79TO, Series 63 and Series 65. The earliest, the SIE, was passed in May 2020.
Where is Tyler Vasquez based?
Tyler Vasquez’s registered office is in Irvine, CA.
Is Tyler Vasquez registered with FINRA?
No. Tyler Vasquez has no current broker registration.
How can I verify Tyler Vasquez’s record?
Search CRD 7260149 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tyler Vasquez’s full registration record.