Role at Summit Financial
- Title on Schedule A
- President, Director
- Control
- Steven Weinman is a control person of Summit Financial.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Steven Weinman has held the filed role since October 2018.
The firm
Form ADV filed 3 September 2026
Career on record
Steven Weinman has been registered through Summit Financial since December 2018, and before that through Summit Financial Resources Inc and Summit Equities Inc.
- Passed Series 57TO, Series 99TO and Series 79TO · 2023
- Summit Financial, LLCCurrent– present · 8 yearsParsippany, NJ · Adviser representative · Firm CRD 299322
- Passed SIE · 2018
- Summit Financial Resources Inc– · 16 yearsParsippany, NJ · Adviser representative · Firm CRD 104990
- Summit Equities Inc– · 17 yearsParsippany, NJ · Adviser representative · Firm CRD 11039
- Passed Series 55 · 2000
- Passed Series 63 · 1983
- Passed Series 7, Series 24, Series 27 and Series 4 · 1982
Registrations and exams
Steven Weinman has a current investment-adviser registration in New Jersey and has passed 10 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New Jersey | Investment adviser representative | Approved | 21 December 2018 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 1983 |
| Series 4 | Registered Options Principal Examination | 9 July 1982 |
| Series 27 | Financial and Operations Principal Examination | 9 June 1982 |
| Series 24 | General Securities Principal Examination | 4 May 1982 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 55 | Limited Representative-Equity Trader Exam | 25 April 2000 |
| Series 7 | General Securities Representative Examination | 20 March 1982 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
Individual record
- Full name
- Steven Weinman
- CRD
- 1055954
- Registration status
- Investment adviser and broker registrations
- Office
- 4 CAMPUS DRIVE, Parsippany, NJ 07054
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Steven Weinman work?
Steven Weinman has been President, Director of Summit Financial, LLC since October 2018, and is a control person of the firm.
Is Steven Weinman a financial advisor?
Yes. Steven Weinman has a current investment-adviser registration in New Jersey, through Summit Financial since December 2018, as of 17 October 2026.
How many years of experience does Steven Weinman have?
Steven Weinman has worked in the financial industry for 44 years as of 17 October 2026, counted from 27 June 1982, across 3 adviser firms.
What exams has Steven Weinman passed?
Steven Weinman has passed 10 licensing exams: the Series 7, Series 24, Series 27, Series 4, Series 63, Series 55, SIE, Series 57TO, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in March 1982.
Where did Steven Weinman work before Summit Financial?
Before Summit Financial, Steven Weinman was registered through Summit Financial Resources Inc, June 2002 to September 2018; Summit Equities Inc, June 2002 to December 2018.
Where is Steven Weinman based?
Steven Weinman’s registered office is in Parsippany, NJ.
Leadership at Summit Financial
- Stanley GregorChief Executive Officer and Director
- Mara StemplerChief Financial Officer
- Anthony McElynnChief Compliance Officer
- Michael BremerChief Operations Officer
- Esmat HawkesworthChief Legal Officer,, Director