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Mara Stempler

Chief Financial Officer at Summit Financial

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Mara Stempler is Chief Financial Officer of Summit Financial, LLC, a Parsippany investment adviser managing $26.3B. Mara Stempler has a current broker registration and no current investment-adviser registration and has passed the Series 27, Series 7, SIE and Series 99TO.

Role at Summit Financial

Title on Schedule A
Chief Financial Officer
Control
Mara Stempler is a control person of Summit Financial.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mara Stempler has held the filed role since November 2018.

The firm

Summit Financial, LLC
Parsippany, NJ

Form ADV filed 3 September 2026

$26.3B AUM18,393 clients216 advisers64 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 · 1999
  4. Passed Series 27 · 1995

Registrations and exams

Broker registration; no current adviser registration. Mara Stempler has passed 4 qualifying exams.

Examinations

Series 2713 November 1995
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 77 December 1999
Name
General Securities Representative Examination

Individual record

Full name
Mara Deborah Stempler
CRD
1807699
Firm
Summit Financial, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Mara Stempler work?

Mara Stempler has been Chief Financial Officer of Summit Financial, LLC since November 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does Mara Stempler have a current investment-adviser registration?

Mara Stempler has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Mara Stempler passed?

Mara Stempler has passed 4 licensing exams: the Series 27, Series 7, SIE and Series 99TO. The earliest, the Series 27, was passed in November 1995.

Source: IAPD individual record, checked 17 October 2026

Leadership at Summit Financial

  • Stanley Gregor
    Chief Executive Officer and Director
  • Steven Weinman
    President, Director
  • Anthony McElynn
    Chief Compliance Officer
  • Michael Bremer
    Chief Operations Officer
  • Esmat Hawkesworth
    Chief Legal Officer,, Director

Sources

  1. IAPD individual record, CRD 1807699. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Summit Financial, LLC, filed 3 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mara Stempler or Summit Financial, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.