Role at Summit Financial
- Title on Schedule A
- Chief Executive Officer and Director
- Control
- Stanley Gregor is a control person of Summit Financial.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Stanley Gregor has held the filed role since October 2018.
The firm
Form ADV filed 3 September 2026
Career on record
Stanley Gregor has been registered through Summit Financial since December 2018, and before that through Summit Equities Inc, Summit Financial Resources Inc, Cantor Fitzgerald Wealth Partners, LLC, Merion Wealth Partners, LLC, Wells Fargo Advisors, LLC, Commerce Capital Markets, Inc., Banc Of America Investment Services, Inc. and Quick & Reilly, Inc..
- Summit Financial, LLCCurrent– present · 8 yearsParsippany, NJ · Adviser representative · Firm CRD 299322
- Passed SIE · 2018
- Summit Equities Inc– · 2 yearsParsippany, NJ · Adviser representative · Firm CRD 11039
- Summit Financial Resources Inc– · 2 yearsParsippany, NJ · Adviser representative · Firm CRD 104990
- Cantor Fitzgerald Wealth Partners, LLC– · 2 yearsNew York, NY · Adviser representative · Firm CRD 167479
- Merion Wealth Partners, LLC– · under a yearPaoli, PA · Adviser representative · Firm CRD 152680
- Wells Fargo Advisors, LLC– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 19616
- Commerce Capital Markets, Inc.– · 2 yearsCherry Hill, NJ · Adviser representative · Firm CRD 6940
- Banc Of America Investment Services, Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 16361
- Quick & Reilly, Inc.– · 2 yearsNew York, NY · Adviser representative · Firm CRD 11217
- Passed Series 12 · 2002
- Passed Series 65 · 1999
- Passed Series 4 · 1997
- Passed Series 53 · 1996
- Passed Series 24 · 1993
- Passed Series 7 and Series 63 · 1987
Registrations and exams
Stanley Gregor has a current investment-adviser registration and has passed 8 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1987 |
| Series 12 | NYSE Branch Manager Examination | 11 January 2002 |
| Series 4 | Registered Options Principal Examination | 11 October 1997 |
| Series 53 | Municipal Securities Principal Examination | 19 July 1996 |
| Series 24 | General Securities Principal Examination | 27 October 1993 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 18 July 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- NYSE Branch Manager Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Stanley Gregor
- CRD
- 1672974
- Registration status
- Investment adviser registration
- Office
- 4 CAMPUS DRIVE, Parsippany, NJ 07054
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Stanley Gregor work?
Stanley Gregor has been Chief Executive Officer and Director of Summit Financial, LLC since October 2018, and is a control person of the firm.
Is Stanley Gregor a financial advisor?
Yes. Stanley Gregor has a current investment-adviser registration, through Summit Financial since December 2018, as of 17 October 2026.
How many years of experience does Stanley Gregor have?
Stanley Gregor has worked in the financial industry for 33 years as of 17 October 2026, counted from 26 April 1993, across 9 adviser firms.
What exams has Stanley Gregor passed?
Stanley Gregor has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 4, Series 65, Series 12 and SIE. The earliest, the Series 7, was passed in July 1987.
Where did Stanley Gregor work before Summit Financial?
Before Summit Financial, Stanley Gregor was registered through Summit Equities Inc, February 2017 to December 2018; Summit Financial Resources Inc, January 2017 to September 2018; Cantor Fitzgerald Wealth Partners, LLC, August 2014 to November 2016; Merion Wealth Partners, LLC, June 2012 to December 2012; Wells Fargo Advisors, LLC, June 2009 to September 2010; Commerce Capital Markets, Inc., August 2005 to August 2007; Banc Of America Investment Services, Inc., October 2004 to January 2005; Quick & Reilly, Inc., November 2002 to October 2004.
Where is Stanley Gregor based?
Stanley Gregor’s registered office is in Parsippany, NJ.
Leadership at Summit Financial
- Steven WeinmanPresident, Director
- Mara StemplerChief Financial Officer
- Anthony McElynnChief Compliance Officer
- Michael BremerChief Operations Officer
- Esmat HawkesworthChief Legal Officer,, Director