Steven Phelps has been Wealth Manager of Badgley Phelps Wealth Managers since June 2021, is a control person of the firm and directly owns under 5% of it. Steven Phelps holds a Bachelor of Arts from Williams College.
Badgley Phelps Wealth Managers, LLC is a Seattle, WA firm with $7.28B under management, 1,356 clients and 26 advisers across 4 offices, as of its March 2026 filing.
Steve Phelps is Research Analyst, Wealth Manager of Badgley Phelps Wealth Managers. He joined the firm in 1987 as an investment manager and now serves as a wealth manager and an active member of the firm's research team. Previously, he worked at PACCAR, Inc., as an analyst in the treasury department of its finance subsidiary and as an independent researcher in the field of transportation economics.
Steven Phelps’ longest registration was 34 years at Badgley Phelps Wealth Managers (1987–2021). Before joining Badgley Phelps Wealth Managers in 2021, Steven Phelps was registered through Badgley Phelps Wealth Managers.
- – present · 5 yearsSeattle, WA · Adviser representative · Firm CRD 315440
- Badgley Phelps Wealth Managers– · 34 yearsSeattle, WA · Adviser representative · Firm CRD 108392
Professional designations
Listed by Badgley Phelps Wealth Managers
- CFA®
- CIC
Investment adviser representative registrations
Steven Phelps is registered as an investment adviser representative in Washington, since August 2021.
- WashingtonSince 2 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 February 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 February 1987 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Steven Clemmer Phelps
- CRD
- 1632457
- Firm
- Badgley Phelps Wealth Managers · CRD 315440
- Role
- Wealth Manager
- Office
- 1420 Fifth Avenue, Suite 3200, Seattle, WA 98101
- Registration
- Investment adviser registration
- In the industry since
- March 1987
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- badgley.com
Where does Steven Phelps work?
Steven Phelps has been Wealth Manager of Badgley Phelps Wealth Managers, LLC since June 2021, and is a control person of the firm.
Is Steven Phelps a financial advisor?
Yes. Steven Phelps has a current investment-adviser registration in Washington, through Badgley Phelps Wealth Managers since August 2021.
How many years of experience does Steven Phelps have?
Steven Phelps has 39 years in the financial industry, since March 1987, across 2 adviser firms.
What exams has Steven Phelps passed?
Steven Phelps has passed 2 licensing exams: the Series 63 and Series 6. The earliest, the Series 63, was passed in February 1987.
Where did Steven Phelps work before Badgley Phelps Wealth Managers?
Before Badgley Phelps Wealth Managers, Steven Phelps was registered through Badgley Phelps Wealth Managers (CRD 108392), March 1987 to August 2021.
Where is Steven Phelps based?
Steven Phelps’ registered office is in Seattle, WA.
Is Steven Phelps registered with FINRA?
No. Steven Phelps has no current broker registration.
Is Steven Phelps a CFA charterholder?
Badgley Phelps Wealth Managers lists Steven Phelps with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Steven Phelps’ record?
Search CRD 1632457 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Phelps’ full registration record.
Julie Parisio RoyChief Executive Officer and Wealth Manager
David SprattChief Compliance Officer and Chief Operating Officer
James CallaghanWealth Manager
Michael GerkeWealth Manager
Curtis PepinDirector of Marketing
Patrick RodgersWealth Manager
Calvin SprangerFixed Income Manager and Wealth Manager
Timothy ThomasChief Investment Officer and Wealth Manager
Katherine WhamWealth Manager
Megan WileyWealth Manager and Financial Planner